ROTHSTEIN STUART — SEC Form 4 filings
SEC reporting owner CIK 1128865. 12 Form 4 filings on record with FilingPulse; latest filed 2026-03-13.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-01-18 to 2026-03-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 9,918 shares, $250,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 6 legs across 6 filings — 288,293 shares, $3,004,627 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: sale of 52,073 shares @ $10.78 ($561,269) in Apollo Commercial Real Estate Finance, Inc., filed 2025-09-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Apollo Commercial Real Estate Finance, Inc. (ARI) | President & CEO, Director | 11 | — | 6 legs · 288,293 sh · $3,004,627 | 5 |
| Apollo Asset Backed Credit Co LLC | Director | 1 | 1 leg · 9,918 sh · $250,000 | — | — |
Form 4 filings — ROTHSTEIN STUART
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-13 | 4 | Apollo Asset Backed Credit Co LLC | Purchase (P): 9,917.72 @ $25.21 | EDGAR |
| 2026-02-03 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Tax withholding (F): 61,485 @ $10.68 | EDGAR |
| 2026-01-02 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Grant/award (A): 109,452 @ $0 | EDGAR |
| 2025-12-16 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Sale (S): 52,072 @ $10.16 | EDGAR |
| 2025-09-16 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Sale (S): 52,073 @ $10.78 | EDGAR |
| 2025-06-17 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Sale (S): 52,074 @ $9.83 | EDGAR |
| 2025-03-19 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Sale (S): 52,074 @ $9.99 | EDGAR |
| 2025-02-04 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Tax withholding (F): 62,190 @ $9.07 | EDGAR |
| 2025-01-16 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Grant/award (A): 84,900 @ $0 | EDGAR |
| 2024-04-17 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Sale (S): 40,000 @ $10.60 | EDGAR |
| 2024-01-31 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Tax withholding (F): 86,383 @ $11.71 | EDGAR |
| 2024-01-18 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Sale (S): 40,000 @ $11.45 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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