NEW YORK LIFE INVESTMENT MANAGEMENT LLC — SEC Form 4 filings
SEC reporting owner CIK 1133639. 4 Form 4 filings on record with FilingPulse; latest filed 2024-03-25.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-03-25 to 2024-03-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 4,990,000 shares, $49,900,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 4,982,500 shares @ $10.00 ($49,825,000) in MainStay MacKay Municipal Income Opportunities Fund, filed 2024-03-25.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MainStay MacKay Municipal Income Opportunities Fund (MMIVX) | — | 4 | 4 legs · 4,990,000 sh · $49,900,000 | — | — |
Form 4 filings — NEW YORK LIFE INVESTMENT MANAGEMENT LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-03-25 | 4 | MainStay MacKay Municipal Income Opportunities Fund (MMIVX) | Purchase (P): 2,500 @ $10 | EDGAR |
| 2024-03-25 | 4 | MainStay MacKay Municipal Income Opportunities Fund (MMIOX) | Purchase (P): 4,982,500 @ $10 | EDGAR |
| 2024-03-25 | 4 | MainStay MacKay Municipal Income Opportunities Fund (MMIPX) | Purchase (P): 2,500 @ $10 | EDGAR |
| 2024-03-25 | 4 | MainStay MacKay Municipal Income Opportunities Fund (MMIRX) | Purchase (P): 2,500 @ $10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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