BROWN JAMES E — SEC Form 4 filings
SEC reporting owner CIK 1134620. 7 Form 4 filings on record with FilingPulse; latest filed 2025-09-16.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-08-06 to 2025-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| DURECT CORP (DRRX) | President & CEO, Director | 7 | — | — | 24 |
Form 4 filings — BROWN JAMES E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-16 | 4/A | DURECT CORP (DRRX) | Disposition to issuer (D): 103,077 (derivative) | EDGAR |
| 2025-09-12 | 4 | DURECT CORP (DRRX) | Code (U): 448,376 · Code (U): 8,000 · Disposition to issuer (D): 96,959 · Disposition to issuer (D): 36,720 (derivative) · Disposition to issuer (D): 4,807 (derivative) · Disposition to issuer (D): 37,067 (derivative) · +8 more | EDGAR |
| 2025-09-11 | 4 | DURECT CORP (DRRX) | Option exercise (M): 131,923 @ $1.30 · Option exercise (M): 130,000 @ $1.30 · Option exercise (M): 131,923 (derivative) @ $0 · Option exercise (M): 130,000 (derivative) @ $0 | EDGAR |
| 2025-09-10 | 4 | DURECT CORP (DRRX) | Option exercise (M): 10,000 @ $1.30 · Option exercise (M): 10,000 (derivative) @ $0 | EDGAR |
| 2025-07-15 | 4 | DURECT CORP (DRRX) | Grant/award (A): 96,959 @ $0 | EDGAR |
| 2024-10-16 | 4 | DURECT CORP (DRRX) | Grant/award (A): 375,000 (derivative) @ $0 | EDGAR |
| 2024-08-06 | 4 | DURECT CORP (DRRX) | Gift (G): 56,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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