PRUDENTIAL FINANCIAL INC — SEC Form 4 filings
SEC reporting owner CIK 1137774. 22 Form 4 filings on record with FilingPulse; latest filed 2026-07-30.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-03-14 to 2026-07-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 20 legs across 16 filings — 44,310,951 shares, $556,263,570,635,590 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 214,746 shares, $5,314,972 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: purchase of 23,540,000 shares @ $23,540,000.00 ($554,131,600,000,000) in TORTOISE ENERGY INFRASTRUCTURE CORP, filed 2024-12-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TORTOISE ENERGY INFRASTRUCTURE CORP (TYG) | 10% owner | 4 | 6 legs · 34,000,000 sh · $556,263,290,000,000 | — | 8 |
| PGIM Real Estate Fund Inc. | 10% owner | 10 | 11 legs · 6,990,585 sh · $197,650,000 | — | 1 |
| PGIM Private Credit Fund | 10% owner | 3 | 2 legs · 2,128,471 sh · $52,985,590 | 1 leg · 214,746 sh · $5,314,972 | — |
| PGIM Credit Income Fund | 10% owner | 2 | 1 leg · 1,191,895 sh · $30,000,000 | — | 1 |
| ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | 10% owner | 1 | — | — | 5 |
| ClearBridge MLP & Midstream Fund Inc. (CEM) | 10% owner | 1 | — | — | 2 |
| ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) | 10% owner | 1 | — | — | 1 |
Form 4 filings — PRUDENTIAL FINANCIAL INC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-30 | 4 | PGIM Private Credit Fund jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Sale (S): 214,746.36 @ $24.75 | EDGAR |
| 2026-07-17 | 4 | TORTOISE ENERGY INFRASTRUCTURE CORP (TYG) jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Purchase (P): 3,000,000 @ $10 · Purchase (P): 3,000,000 @ $10 | EDGAR |
| 2026-05-01 | 4 | PGIM Real Estate Fund Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Purchase (P): 270,092.23 @ $30.36 | EDGAR |
| 2026-01-27 | 4 | PGIM Private Credit Fund jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Purchase (P): 1,406,738.65 @ $24.87 | EDGAR |
| 2025-08-25 | 4 | TORTOISE ENERGY INFRASTRUCTURE CORP (TYG) | Purchase (P): 1,500,000 @ $10 | EDGAR |
| 2025-06-18 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Purchase (P): 1,675,977.65 @ $28.64 | EDGAR |
| 2025-03-28 | 4 | PGIM Private Credit Fund jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Purchase (P): 721,732.16 @ $24.94 | EDGAR |
| 2025-03-27 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Purchase (P): 52,594.67 @ $28.52 · Purchase (P): 1,340,694.01 @ $28.53 | EDGAR |
| 2025-03-14 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Purchase (P): 87,047.35 @ $28.72 | EDGAR |
| 2025-02-05 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO | Purchase (P): 906,239.11 @ $28.69 | EDGAR |
| 2024-12-26 | 4 | TORTOISE ENERGY INFRASTRUCTURE CORP (TYG) jointly with PRUDENTIAL INSURANCE CO OF AMERICA, PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. | Other (J): 1,111,145.72 @ $1,111,145.72 · Other (J): 1,111,145.72 @ $1,111,145.72 · Other (J): 1,191,622.10 @ $1,191,622.10 · Other (J): 744,763.81 @ $744,763.81 · Other (J): 5,000,000 @ $5,000,000 · Other (J): 5,000,000 @ $5,000,000 · +2 more | EDGAR |
| 2024-12-20 | 4 | TORTOISE ENERGY INFRASTRUCTURE CORP (TYG) jointly with PRUDENTIAL INSURANCE CO OF AMERICA | Purchase (P): 1,460,000 @ $1,460,000 · Purchase (P): 23,540,000 @ $23,540,000 · Purchase (P): 1,500,000 @ $10 | EDGAR |
| 2024-12-17 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA | Purchase (P): 71,633.24 @ $27.92 | EDGAR |
| 2024-11-27 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA | Purchase (P): 537,249.28 @ $27.92 | EDGAR |
| 2024-10-10 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA | Purchase (P): 261,058.74 @ $27.58 | EDGAR |
| 2024-09-11 | 4 | ClearBridge MLP & Midstream Fund Inc. (CEM) jointly with PRUDENTIAL INSURANCE CO OF AMERICA | Other (J): 160 @ $100,000 · Other (J): 285,715 @ $35 | EDGAR |
| 2024-09-11 | 4 | ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) jointly with PRUDENTIAL INSURANCE CO OF AMERICA | Other (J): 366,667 @ $30 | EDGAR |
| 2024-09-11 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) jointly with PRUDENTIAL INSURANCE CO OF AMERICA | Other (J): 314,286 @ $35 · Other (J): 457,143 @ $35 · Other (J): 285,715 @ $35 · Other (J): 166,667 @ $30 · Other (J): 142,858 @ $35 | EDGAR |
| 2024-08-05 | 4 | PGIM Credit Income Fund jointly with PGIM Strategic Investments, Inc. | Other (J): 4,179,820.55 | EDGAR |
| 2024-06-24 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PRUDENTIAL INSURANCE CO OF AMERICA | Purchase (P): 652,883.57 @ $27.57 | EDGAR |
| 2024-03-18 | 4 | PGIM Credit Income Fund jointly with PGIM Strategic Investments, Inc. | Purchase (P): 1,191,895.11 @ $25.17 | EDGAR |
| 2024-03-14 | 4 | PGIM Private Real Estate Fund, Inc. jointly with PGIM Strategic Investments, Inc. | Purchase (P): 1,135,115.34 @ $27.31 · Other (J): 3,133,274.60 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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