PACIFIC INVESTMENT MANAGEMENT CO LLC — SEC Form 4 filings
SEC reporting owner CIK 1163368. 9 Form 4 filings on record with FilingPulse; latest filed 2025-05-02.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-04-11 to 2025-05-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 4 filings — 1,249,865 shares, $23,999,224 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: sale of 962,127 shares @ $10.25 ($9,861,802) in QUANTUM CORP /DE/, filed 2025-04-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| QUANTUM CORP /DE/ (QMCO) | 10% owner | 5 | — | 7 legs · 1,190,322 sh · $23,900,358 | 15 |
| Clear Channel Outdoor Holdings, Inc. (CCO) | 10% owner | 2 | — | 2 legs · 59,543 sh · $98,866 | — |
| Velocity Financial, Inc. (VEL) | Director, 10% owner | 2 | — | — | 4 |
Form 4 filings — PACIFIC INVESTMENT MANAGEMENT CO LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-05-02 | 4 | Velocity Financial, Inc. (VEL) jointly with TOBI III SPE I LLC, LVS III Holding LP | Option exercise (M): 1,673,958 · Option exercise (M): 1,673,958 (derivative) | EDGAR |
| 2025-04-17 | 4 | QUANTUM CORP /DE/ (QMCO) | Sale (S): 962,127 @ $10.25 | EDGAR |
| 2025-03-10 | 4 | Velocity Financial, Inc. (VEL) jointly with TOBI III SPE I LLC, LVS III Holding LP | Disposition to issuer (D): 1,673,958 (derivative) · Grant/award (A): 1,673,958 (derivative) | EDGAR |
| 2025-01-07 | 4 | QUANTUM CORP /DE/ (QMCO) | Option exercise/expiry (X): 114,155 @ $54.20 · Sale (S): 100,578 @ $61.52 · Option exercise/expiry (X): 219,970 @ $26 · Sale (S): 92,970 @ $61.52 · Option exercise/expiry (X): 63,435 @ $6.20 · Sale (S): 6,393 @ $61.52 · +12 more | EDGAR |
| 2024-08-15 | 4 | QUANTUM CORP /DE/ (QMCO) | Grant/award (A): 4,481,169 (derivative) @ $0 | EDGAR |
| 2024-07-31 | 4 | Clear Channel Outdoor Holdings, Inc. (CCO) | Sale (S): 46,959 @ $1.69 | EDGAR |
| 2024-07-15 | 4 | QUANTUM CORP /DE/ (QMCO) | Grant/award (A): 375,000 (derivative) @ $0 | EDGAR |
| 2024-05-29 | 4 | QUANTUM CORP /DE/ (QMCO) | Grant/award (A): 750,000 (derivative) @ $0 | EDGAR |
| 2024-04-11 | 4 | Clear Channel Outdoor Holdings, Inc. (CCO) | Sale (S): 12,584 @ $1.55 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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