WARD JR STEPHEN M — SEC Form 4 filings
SEC reporting owner CIK 1164644. 11 Form 4 filings on record with FilingPulse; latest filed 2026-06-15.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-10-04 to 2026-06-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 167,382 shares, $6,365,494 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: sale of 125,000 shares @ $42.00 ($5,250,000) in C3.ai, Inc., filed 2024-12-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| C3.ai, Inc. (AI) | Director | 4 | — | 2 legs · 167,382 sh · $6,365,494 | 8 |
| CARPENTER TECHNOLOGY CORP (CRS) | Director | 4 | — | — | 10 |
| Sprinklr, Inc. (CXM) | Director | 3 | — | — | 3 |
Form 4 filings — WARD JR STEPHEN M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-15 | 4 | Sprinklr, Inc. (CXM) | Grant/award (A): 51,021 @ $0 | EDGAR |
| 2025-10-15 | 4 | CARPENTER TECHNOLOGY CORP (CRS) | Option exercise (M): 3,433 @ $34.76 · Tax withholding (F): 494 @ $241.99 · Option exercise (M): 3,433 (derivative) | EDGAR |
| 2025-10-09 | 4 | CARPENTER TECHNOLOGY CORP (CRS) | Grant/award (A): 557 (derivative) · Grant/award (A): 304 (derivative) | EDGAR |
| 2025-10-07 | 4 | C3.ai, Inc. (AI) | Grant/award (A): 30,264 (derivative) @ $0 | EDGAR |
| 2025-06-16 | 4 | Sprinklr, Inc. (CXM) | Grant/award (A): 14,138 @ $0 | EDGAR |
| 2025-06-02 | 4 | C3.ai, Inc. (AI) | Option exercise (M): 42,382 @ $4.68 · Sale (S): 42,382 @ $26.32 · Option exercise (M): 42,382 (derivative) @ $0 | EDGAR |
| 2025-01-31 | 4 | Sprinklr, Inc. (CXM) | Grant/award (A): 21,929 @ $0 | EDGAR |
| 2024-12-11 | 4 | C3.ai, Inc. (AI) | Option exercise (M): 102,795 @ $4.68 · Option exercise (M): 22,205 @ $3.90 · Sale (S): 125,000 @ $42 · Option exercise (M): 102,795 (derivative) @ $0 · Option exercise (M): 22,205 (derivative) @ $0 | EDGAR |
| 2024-10-15 | 4 | CARPENTER TECHNOLOGY CORP (CRS) | Option exercise (M): 2,445 @ $42.81 · Tax withholding (F): 666 @ $157.28 · Option exercise (M): 2,445 (derivative) | EDGAR |
| 2024-10-10 | 4 | CARPENTER TECHNOLOGY CORP (CRS) | Grant/award (A): 837 (derivative) · Grant/award (A): 438 (derivative) | EDGAR |
| 2024-10-04 | 4 | C3.ai, Inc. (AI) | Grant/award (A): 24,993 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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