STEADMAN DANIEL B — SEC Form 4 filings
SEC reporting owner CIK 1165096. 10 Form 4 filings on record with FilingPulse; latest filed 2025-12-29.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-09-19 to 2025-12-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 4 filings — 18,668 shares, $226,805 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: sale of 3,407 shares @ $11.99 ($40,861) in HENNESSY ADVISORS INC, filed 2024-12-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HENNESSY ADVISORS INC (HNNA) | Executive VP | 10 | — | 9 legs · 18,668 sh · $226,805 | 12 |
Form 4 filings — STEADMAN DANIEL B
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-29 | 4 | HENNESSY ADVISORS INC (HNNA) | Gift (G): 750 @ $0 | EDGAR |
| 2025-12-09 | 4 | HENNESSY ADVISORS INC (HNNA) | Gift (G): 500 @ $0 · Gift (G): 500 @ $0 | EDGAR |
| 2025-09-19 | 4 | HENNESSY ADVISORS INC (HNNA) | Grant/award (A): 9,400 @ $0 · Tax withholding (F): 3,008 @ $11.08 | EDGAR |
| 2025-09-03 | 4 | HENNESSY ADVISORS INC (HNNA) | Gift (G): 2,000 @ $0 | EDGAR |
| 2024-12-30 | 4 | HENNESSY ADVISORS INC (HNNA) | Gift (G): 750 @ $0 · Sale (S): 3,100 @ $11.80 · Sale (S): 1,000 @ $11.90 | EDGAR |
| 2024-12-26 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 1,903 @ $12.02 · Gift (G): 250 @ $0 · Gift (G): 250 @ $0 · Sale (S): 500 @ $12 · Sale (S): 3,407 @ $11.99 | EDGAR |
| 2024-12-20 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 3,200 @ $12.19 · Sale (S): 2,900 @ $11.75 | EDGAR |
| 2024-12-18 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 2,656 @ $13.36 · Sale (S): 2 @ $12.70 | EDGAR |
| 2024-09-24 | 4 | HENNESSY ADVISORS INC (HNNA) | Gift (G): 2,000 @ $0 | EDGAR |
| 2024-09-19 | 4 | HENNESSY ADVISORS INC (HNNA) | Grant/award (A): 9,400 @ $0 · Tax withholding (F): 2,828 @ $10.24 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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