SEAVEY THOMAS L — SEC Form 4 filings
SEC reporting owner CIK 1165097. 6 Form 4 filings on record with FilingPulse; latest filed 2025-09-19.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-09-19 to 2025-09-19. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 4 filings — 40,005 shares, $449,331 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: sale of 11,074 shares @ $11.44 ($126,715) in HENNESSY ADVISORS INC, filed 2024-12-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HENNESSY ADVISORS INC (HNNA) | Director | 6 | — | 7 legs · 40,005 sh · $449,331 | 2 |
Form 4 filings — SEAVEY THOMAS L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-19 | 4 | HENNESSY ADVISORS INC (HNNA) | Grant/award (A): 5,600 @ $0 | EDGAR |
| 2025-08-18 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 2,698 @ $10.70 · Sale (S): 2,603 @ $10.63 | EDGAR |
| 2025-08-14 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 7,000 @ $10.85 · Sale (S): 7,704 @ $10.71 | EDGAR |
| 2024-12-20 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 11,074 @ $11.44 | EDGAR |
| 2024-12-19 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 7,269 @ $12.10 · Sale (S): 1,657 @ $11.87 | EDGAR |
| 2024-09-19 | 4 | HENNESSY ADVISORS INC (HNNA) | Grant/award (A): 5,600 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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