RULE ARTHUR RICHARDS — SEC Form 4 filings
SEC reporting owner CIK 1166902. 2 Form 4 filings on record with FilingPulse; latest filed 2024-09-25.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-09-17 to 2024-09-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SPROTT INC. (SII) | 10% owner | 2 | — | — | 7 |
Form 4 filings — RULE ARTHUR RICHARDS
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-09-25 | 4/A | SPROTT INC. (SII) | Holdings only — no transactions reported | EDGAR |
| 2024-09-17 | 4 | SPROTT INC. (SII) | Disposition to issuer (D): 41,610 @ $41.45 · Disposition to issuer (D): 5,000 @ $42.05 · Disposition to issuer (D): 3,920 @ $41.55 · Disposition to issuer (D): 5,000 @ $41.55 · Disposition to issuer (D): 5,000 @ $41.45 · Disposition to issuer (D): 5,000 @ $41.48 · +1 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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