SMITH PATRICK W — SEC Form 4 filings
SEC reporting owner CIK 1167028. 28 Form 4 filings on record with FilingPulse; latest filed 2026-09-10.
Transaction summary — filings shown
Covers all 28 filings on record, filed 2024-08-27 to 2026-09-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 9 legs across 5 filings — 1,188,987 shares, $2,445,638 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 265 legs across 19 filings — 660,606 shares, $280,255,802 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: sale of 49,896 shares @ $403.44 ($20,130,262) in AXON ENTERPRISE, INC., filed 2024-10-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AXON ENTERPRISE, INC. (AXON) | CHIEF EXECUTIVE OFFICER, Director | 23 | — | 265 legs · 660,606 sh · $280,255,802 | 18 |
| Oncocyte Corp (OCX) | 10% owner | 5 | 9 legs · 1,188,987 sh · $2,445,638 | — | 1 |
Form 4 filings — SMITH PATRICK W
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-10 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 71 @ $501.99 · Sale (S): 410 @ $503.74 · Sale (S): 1,104 @ $505.59 · Sale (S): 744 @ $506.48 · Sale (S): 749 @ $507.48 · Sale (S): 1,774 @ $508.45 · +5 more | EDGAR |
| 2026-08-17 | 4 | AXON ENTERPRISE, INC. (AXON) | Grant/award (A): 97,015 @ $0 | EDGAR |
| 2026-08-11 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 193 @ $526.52 · Sale (S): 94 @ $527.95 · Sale (S): 207 @ $528.76 · Sale (S): 113 @ $530.36 · Sale (S): 223 @ $531.39 · Sale (S): 100 @ $532.51 · +24 more | EDGAR |
| 2026-08-11 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 70 @ $566.62 | EDGAR |
| 2026-07-09 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 82 @ $626.78 · Sale (S): 82 @ $628.20 · Sale (S): 41 @ $629.24 · Sale (S): 251 @ $631.35 · Sale (S): 123 @ $632.91 · Sale (S): 88 @ $634.16 · +20 more | EDGAR |
| 2026-06-30 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 10,000 @ $500.00 | EDGAR |
| 2026-06-08 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 20,000 @ $500 | EDGAR |
| 2026-03-11 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 124 @ $546.81 · Sale (S): 969 @ $548.85 · Sale (S): 270 @ $549.86 · Sale (S): 676 @ $550.71 · Sale (S): 668 @ $551.84 · Sale (S): 175 @ $552.56 · +18 more | EDGAR |
| 2026-02-26 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 10,000 @ $500.24 | EDGAR |
| 2026-01-08 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 194 @ $610.25 · Sale (S): 791 @ $611.56 · Sale (S): 136 @ $612.39 · Sale (S): 572 @ $613.45 · Sale (S): 352 @ $614.65 · Sale (S): 204 @ $616.94 · +8 more | EDGAR |
| 2025-12-09 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 294 @ $549.56 · Sale (S): 1,887 @ $550.68 · Sale (S): 4,522 @ $551.62 · Sale (S): 1,402 @ $552.42 · Sale (S): 1,121 @ $553.41 · Sale (S): 634 @ $554.38 · +1 more | EDGAR |
| 2025-11-17 | 4 | AXON ENTERPRISE, INC. (AXON) | Grant/award (A): 97,015 @ $0 | EDGAR |
| 2025-11-12 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 681 @ $579.46 · Sale (S): 569 @ $580.40 · Sale (S): 422 @ $581.24 · Sale (S): 28 @ $582.64 · Sale (S): 428 @ $583.89 · Sale (S): 880 @ $585.04 · +20 more | EDGAR |
| 2025-10-08 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 412 @ $706.75 · Sale (S): 643 @ $707.91 · Sale (S): 379 @ $709.15 · Sale (S): 1,124 @ $710.38 · Sale (S): 1,928 @ $711.40 · Sale (S): 1,529 @ $712.52 · +9 more | EDGAR |
| 2025-09-09 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 283 @ $734.29 · Sale (S): 14 @ $735.95 · Sale (S): 1,353 @ $739.39 · Sale (S): 449 @ $740.62 · Sale (S): 1,403 @ $741.82 · Sale (S): 918 @ $742.95 · +7 more | EDGAR |
| 2025-08-12 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 305 @ $821.68 · Sale (S): 969 @ $823.28 · Sale (S): 706 @ $824.54 · Sale (S): 92 @ $826.14 · Sale (S): 72 @ $827.40 · Sale (S): 456 @ $828.82 · +10 more | EDGAR |
| 2025-04-23 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 875 @ $532.19 · Sale (S): 877 @ $533.22 · Sale (S): 1,289 @ $534.08 · Sale (S): 532 @ $534.87 · Sale (S): 62 @ $536.96 · Sale (S): 870 @ $537.91 · +13 more | EDGAR |
| 2025-03-26 | 4 | AXON ENTERPRISE, INC. (AXON) | Grant/award (A): 194,030 @ $0 | EDGAR |
| 2025-02-11 | 4 | Oncocyte Corp (OCX) | Purchase (P): 1,077,600 @ $2.05 · Other (J): 385,814 @ $2.05 | EDGAR |
| 2025-02-04 | 4 | Oncocyte Corp (OCX) | Purchase (P): 890 @ $2.01 · Purchase (P): 25 @ $2.02 | EDGAR |
| 2025-01-31 | 4 | Oncocyte Corp (OCX) | Purchase (P): 3,880 @ $2.01 · Purchase (P): 318 @ $2.01 | EDGAR |
| 2025-01-15 | 4 | Oncocyte Corp (OCX) | Purchase (P): 5,669 @ $2.08 · Purchase (P): 100 @ $2.08 · Purchase (P): 10,286 @ $2.15 | EDGAR |
| 2024-12-27 | 4 | Oncocyte Corp (OCX) | Purchase (P): 90,219 @ $2.13 | EDGAR |
| 2024-12-17 | 4 | AXON ENTERPRISE, INC. (AXON) | Gift (G): 29,531 @ $0 · Gift (G): 15,577 @ $0 | EDGAR |
| 2024-10-04 | 4 | AXON ENTERPRISE, INC. (AXON) | Sale (S): 605 @ $403.04 · Sale (S): 2,460 @ $403.94 · Sale (S): 1,404 @ $404.64 · Sale (S): 298 @ $405.70 | EDGAR |
| 2024-10-02 | 4 | AXON ENTERPRISE, INC. (AXON) | Option exercise (M): 10,118 @ $399.60 · Sale (S): 4,746 @ $400.02 · Option exercise (M): 100,917 @ $399.22 · Sale (S): 47,314 @ $400.07 · Option exercise (M): 58,965 @ $404.51 · Sale (S): 13,422 @ $400.07 · +9 more | EDGAR |
| 2024-09-04 | 4 | AXON ENTERPRISE, INC. (AXON) | Option exercise (M): 105,495 @ $364.97 · Sale (S): 1,308 @ $361.48 · Sale (S): 6,555 @ $362.20 · Sale (S): 9,530 @ $363.29 · Sale (S): 12,386 @ $364.24 · Sale (S): 20,221 @ $364.98 · +18 more | EDGAR |
| 2024-08-27 | 4 | AXON ENTERPRISE, INC. (AXON) | Option exercise (M): 170,000 @ $370.70 · Sale (S): 6,544 @ $370.35 · Sale (S): 42,529 @ $370.92 · Sale (S): 8,417 @ $372.08 · Sale (S): 12,308 @ $373.05 · Sale (S): 7,174 @ $374.03 · +24 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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