NIVEN RALPH — SEC Form 4 filings
SEC reporting owner CIK 1168060. 2 Form 4 filings on record with FilingPulse; latest filed 2024-02-07.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-01-24 to 2024-02-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 4,600 shares, $80,249 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 4,600 shares @ $17.45 ($80,249) in Aerovate Therapeutics, Inc., filed 2024-02-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Aerovate Therapeutics, Inc. (AVTE) | CHIEF SCIENTIFIC OFFICER | 2 | — | 1 leg · 4,600 sh · $80,249 | 8 |
Form 4 filings — NIVEN RALPH
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-02-07 | 4 | Aerovate Therapeutics, Inc. (AVTE) | Option exercise (M): 1,400 @ $1.74 · Option exercise (M): 3,200 @ $2.14 · Sale (S): 4,600 @ $17.45 · Option exercise (M): 900 (derivative) @ $0 · Option exercise (M): 500 (derivative) @ $0 · Option exercise (M): 500 (derivative) @ $0 · +2 more | EDGAR |
| 2024-01-24 | 4 | Aerovate Therapeutics, Inc. (AVTE) | Grant/award (A): 66,586 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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