THARP MORRIS A — SEC Form 4 filings
SEC reporting owner CIK 1168759. 9 Form 4 filings on record with FilingPulse; latest filed 2025-11-21.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-07-29 to 2025-11-21. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 6 filings — 107,800 shares, $3,317,057 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 25,300 shares @ $31.52 ($797,469) in SIERRA BANCORP, filed 2024-11-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SIERRA BANCORP (BSRR) | Director | 9 | — | 9 legs · 107,800 sh · $3,317,057 | 6 |
Form 4 filings — THARP MORRIS A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-21 | 4 | SIERRA BANCORP (BSRR) | Grant/award (A): 1,445 @ $0 | EDGAR |
| 2024-12-06 | 4 | SIERRA BANCORP (BSRR) | Sale (S): 10,000 @ $30.50 · Sale (S): 20,000 @ $30.50 | EDGAR |
| 2024-11-27 | 4 | SIERRA BANCORP (BSRR) | Sale (S): 25,300 @ $31.52 | EDGAR |
| 2024-11-22 | 4 | SIERRA BANCORP (BSRR) | Grant/award (A): 1,261 @ $0 | EDGAR |
| 2024-11-15 | 4 | SIERRA BANCORP (BSRR) | Option exercise (M): 5,000 @ $17.25 · Sale (S): 5,000 @ $31.54 · Option exercise (M): 5,000 (derivative) @ $0 | EDGAR |
| 2024-11-14 | 4 | SIERRA BANCORP (BSRR) | Sale (S): 5,000 @ $32.45 | EDGAR |
| 2024-10-31 | 4 | SIERRA BANCORP (BSRR) | Option exercise (M): 5,000 @ $16.35 · Option exercise (M): 5,000 (derivative) @ $0 | EDGAR |
| 2024-08-01 | 4 | SIERRA BANCORP (BSRR) | Sale (S): 10,000 @ $29.26 | EDGAR |
| 2024-07-29 | 4 | SIERRA BANCORP (BSRR) | Sale (S): 10,000 @ $30.76 · Sale (S): 19,378 @ $30.50 · Sale (S): 3,122 @ $29.92 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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