HERRINGER FRANK C — SEC Form 4 filings
SEC reporting owner CIK 1171694. 16 Form 4 filings on record with FilingPulse; latest filed 2026-07-06.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-02-05 to 2026-07-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 13,699 shares, $967,322 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
- Largest priced transaction: sale of 7,587 shares @ $62.25 ($472,277) in SCHWAB CHARLES CORP, filed 2024-02-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SCHWAB CHARLES CORP (SCHW) | Director | 16 | — | 3 legs · 13,699 sh · $967,322 | 26 |
Form 4 filings — HERRINGER FRANK C
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-06 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 457 (derivative) | EDGAR |
| 2026-05-27 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,602 @ $0 · Grant/award (A): 3,977 (derivative) @ $0 | EDGAR |
| 2026-04-29 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 7,866 @ $28.96 · Sale (S): 2,520 @ $90.60 · Option exercise (M): 7,866 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 474 (derivative) | EDGAR |
| 2026-01-06 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 431 (derivative) | EDGAR |
| 2025-10-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 224 (derivative) · Grant/award (A): 921 (derivative) | EDGAR |
| 2025-07-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 227 (derivative) · Grant/award (A): 909 (derivative) | EDGAR |
| 2025-05-29 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,462 @ $0 · Grant/award (A): 3,646 (derivative) @ $0 | EDGAR |
| 2025-04-22 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 8,548 @ $31.21 · Sale (S): 3,592 @ $74.26 · Option exercise (M): 8,548 (derivative) @ $0 | EDGAR |
| 2025-04-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 266 (derivative) · Grant/award (A): 1,078 (derivative) | EDGAR |
| 2025-01-06 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 280 (derivative) · Grant/award (A): 1,132 (derivative) | EDGAR |
| 2024-10-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 2,621 (derivative) | EDGAR |
| 2024-07-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 2,244 (derivative) | EDGAR |
| 2024-05-30 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,809 @ $0 · Grant/award (A): 4,496 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,858 (derivative) | EDGAR |
| 2024-02-05 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 10,511 @ $25.01 · Sale (S): 7,587 @ $62.25 · Option exercise (M): 10,511 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1171694 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →