McMillan Peter — SEC Form 4 filings
SEC reporting owner CIK 1182336. 6 Form 4 filings on record with FilingPulse; latest filed 2026-03-30.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2026-01-02 to 2026-03-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 4 filings — 290,000 shares, $1,365,958 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 901,510 shares.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: purchase of 179,522 shares @ $4.73 ($849,139) in TCW STRATEGIC INCOME FUND INC, filed 2026-02-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TCW STRATEGIC INCOME FUND INC (TSI) | Director | 5 | 5 legs · 290,000 sh · $1,365,958 | — | 2 |
| Pacific Oak Strategic Opportunity REIT, Inc. | See Remarks, Director | 1 | — | 1 leg · 901,510 sh | 1 |
Form 4 filings — McMillan Peter
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-30 | 4 | TCW STRATEGIC INCOME FUND INC (TSI) | Option exercise/expiry (X): 193,761 @ $4.47 · Option exercise/expiry (X): 307,915 (derivative) | EDGAR |
| 2026-02-20 | 4 | TCW STRATEGIC INCOME FUND INC (TSI) | Purchase (P): 50,000 @ $4.64 | EDGAR |
| 2026-02-19 | 4 | TCW STRATEGIC INCOME FUND INC (TSI) | Purchase (P): 32,610 @ $4.70 | EDGAR |
| 2026-02-13 | 4 | TCW STRATEGIC INCOME FUND INC (TSI) | Purchase (P): 17,390 @ $4.71 | EDGAR |
| 2026-02-12 | 4 | TCW STRATEGIC INCOME FUND INC (TSI) | Purchase (P): 10,478 @ $4.74 · Purchase (P): 179,522 @ $4.73 | EDGAR |
| 2026-01-02 | 4 | Pacific Oak Strategic Opportunity REIT, Inc. | Other (J): 2,503,452.65 @ $0 · Sale (S): 901,509.91 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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