HOCHSCHILD ROGER C — SEC Form 4 filings
SEC reporting owner CIK 1183833. 18 Form 4 filings on record with FilingPulse; latest filed 2026-06-30.
Transaction summary — filings shown
Covers all 18 filings on record, filed 2024-04-01 to 2026-06-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC (PFG) | Director | 18 | — | — | 28 |
Form 4 filings — HOCHSCHILD ROGER C
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-30 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 294 @ $0 · Grant/award (A): 219 (derivative) @ $107.75 | EDGAR |
| 2026-06-09 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 689 (derivative) @ $105.22 | EDGAR |
| 2026-05-21 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 2,175 @ $0 | EDGAR |
| 2026-03-31 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 355 @ $0 · Grant/award (A): 262 (derivative) @ $87.01 | EDGAR |
| 2025-12-23 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 340 @ $0 · Grant/award (A): 244 (derivative) @ $88.95 | EDGAR |
| 2025-12-08 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 828 (derivative) @ $87.52 | EDGAR |
| 2025-09-30 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 358 @ $0 · Grant/award (A): 257 (derivative) @ $82.62 | EDGAR |
| 2025-07-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 361 @ $0 · Grant/award (A): 250 (derivative) @ $79.19 | EDGAR |
| 2025-06-10 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 909 (derivative) @ $76.97 | EDGAR |
| 2025-05-22 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 2,484 @ $0 | EDGAR |
| 2025-04-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 314 @ $0 · Grant/award (A): 233 (derivative) @ $83.06 | EDGAR |
| 2024-12-20 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 336 @ $0 · Grant/award (A): 241 (derivative) @ $74.91 | EDGAR |
| 2024-12-09 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 829 (derivative) @ $84.40 | EDGAR |
| 2024-10-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 286 @ $0 · Grant/award (A): 205 (derivative) @ $86.09 | EDGAR |
| 2024-07-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 303 @ $0 · Grant/award (A): 209 (derivative) @ $79.46 | EDGAR |
| 2024-06-11 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 883 (derivative) @ $79.27 | EDGAR |
| 2024-05-23 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 2,395 @ $0 | EDGAR |
| 2024-04-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 250 @ $0 · Grant/award (A): 186 (derivative) @ $86.31 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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