HOULIHAN WILLIAM A — SEC Form 4 filings
SEC reporting owner CIK 1185292. 15 Form 4 filings on record with FilingPulse; latest filed 2026-08-21.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-05-15 to 2026-08-21. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 6 filings — 83,000 shares, $78,320 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: purchase of 15,000 shares @ $1.29 ($19,350) in Lument Finance Trust, Inc., filed 2026-03-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Lument Finance Trust, Inc. (LFT) | Director | 13 | 7 legs · 83,000 sh · $78,320 | — | 7 |
| Webull Corp (BULL) | Director | 2 | — | — | 4 |
Form 4 filings — HOULIHAN WILLIAM A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-21 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 20,000 @ $0.62 | EDGAR |
| 2026-08-20 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 20,000 @ $0.60 | EDGAR |
| 2026-05-22 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 10,000 @ $1.14 · Purchase (P): 10,000 @ $1.19 | EDGAR |
| 2026-04-14 | 4 | Webull Corp (BULL) | Grant/award (A): 42,471 (derivative) @ $0 | EDGAR |
| 2026-04-13 | 4 | Webull Corp (BULL) | Option exercise (M): 12,500 @ $0 · Grant/award (A): 4,719 @ $0 · Option exercise (M): 12,500 (derivative) @ $0 | EDGAR |
| 2026-04-01 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 5,000 @ $1.30 | EDGAR |
| 2026-03-27 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 15,000 @ $1.29 | EDGAR |
| 2025-11-26 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 3,000 @ $1.59 | EDGAR |
| 2025-08-14 | 4 | Lument Finance Trust, Inc. (LFT) | Grant/award (A): 10,000 @ $2.16 | EDGAR |
| 2025-05-16 | 4 | Lument Finance Trust, Inc. (LFT) | Grant/award (A): 4,000 @ $2.49 | EDGAR |
| 2025-05-15 | 4 | Lument Finance Trust, Inc. (LFT) | Grant/award (A): 6,000 @ $2.42 | EDGAR |
| 2025-03-26 | 4 | Lument Finance Trust, Inc. (LFT) | Grant/award (A): 5,000 @ $2.83 | EDGAR |
| 2024-08-19 | 4 | Lument Finance Trust, Inc. (LFT) | Grant/award (A): 10,000 @ $2.52 | EDGAR |
| 2024-06-24 | 4 | Lument Finance Trust, Inc. (LFT) | Grant/award (A): 10,000 @ $2.50 | EDGAR |
| 2024-05-15 | 4 | Lument Finance Trust, Inc. (LFT) | Grant/award (A): 4,000 @ $2.48 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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