GABELLI MARIO J — SEC Form 4 filings
SEC reporting owner CIK 1185533. 148 Form 4 filings on record with FilingPulse; latest filed 2026-07-20.
Transaction summary — filings shown
Covers the 50 most recent of 148 filings on record, filed 2025-05-29 to 2026-07-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 30 legs across 18 filings — 11,562,839 shares, $115,165,006 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 26 legs across 20 filings — 66,300 shares, $533,971 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
- Largest priced transaction: purchase of 3,000,000 shares @ $10.00 ($30,000,000) in GABELLI DIVIDEND & INCOME TRUST, filed 2025-12-31.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GABELLI DIVIDEND & INCOME TRUST (GDV) | Director | 4 | 7 legs · 5,833,500 sh · $58,606,313 | — | — |
| Gabelli Healthcare & WellnessRx Trust (GRX) | Director | 8 | 10 legs · 3,708,300 sh · $37,402,163 | — | 4 |
| Gabelli Global Small & Mid Cap Value Trust (GGZ.B) | Director, 10% owner | 2 | 4 legs · 1,150,000 sh · $11,500,000 | — | 3 |
| GABELLI EQUITY TRUST INC (GAB) | Director | 4 | 2 legs · 667,500 sh · $6,675,000 | — | 5 |
| LGL GROUP INC (LGL) | 10% owner | 4 | 1 leg · 95,387 sh · $453,088 | — | 6 |
| GABELLI MULTIMEDIA TRUST INC. (GGT) | Director | 7 | 3 legs · 56,152 sh · $227,242 | 7 legs · 42,000 sh · $175,650 | — |
| Atlanta Braves Holdings, Inc. (BATRA) | 10% owner | 6 | 2 legs · 2,000 sh · $86,900 | 7 legs · 4,300 sh · $196,775 | — |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV) | — | 3 | 1 leg · 50,000 sh · $214,300 | 2 legs · 8,100 sh · $31,048 | — |
| TREDEGAR CORP (TG) | 10% owner | 5 | — | 6 legs · 8,000 sh · $64,612 | — |
| BANCROFT FUND LTD (BCV) | Director | 2 | — | 2 legs · 2,300 sh · $52,358 | — |
+3 more issuers among the filings shown — every filing appears in the table below.
Form 4 filings — GABELLI MARIO J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-20 | 4 | LGL GROUP INC (LGL) | Option exercise/expiry (X): 621,928 @ $6.90 · Option exercise/expiry (X): 572,324 @ $6.90 · Option exercise/expiry (X): 621,928 (derivative) @ $0 · Option exercise/expiry (X): 572,324 (derivative) @ $0 | EDGAR |
| 2026-06-16 | 4 | LGL GROUP INC (LGL) | Sale (S): 10,342 (derivative) @ $0.01 | EDGAR |
| 2026-04-29 | 4 | GABELLI EQUITY TRUST INC (GAB) | Other (J): 156,197 @ $5 · Other (J): 84,168 @ $5 | EDGAR |
| 2026-03-23 | 4 | GAMCO Natural Resources, Gold & Income Trust (GNT.B) | Other (J): 190,000 @ $10 · Other (J): 250,000 @ $10 | EDGAR |
| 2026-03-03 | 4 | Atlanta Braves Holdings, Inc. (BATRA) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 500 @ $48.20 | EDGAR |
| 2026-02-25 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Purchase (P): 25,000 @ $4.06 | EDGAR |
| 2026-02-24 | 4 | GDL FUND (GDL) | Sale (S): 800 @ $8.52 | EDGAR |
| 2026-02-18 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV) | Purchase (P): 4,500 @ $29.09 | EDGAR |
| 2026-01-28 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV) | Purchase (P): 5,500 @ $28.72 | EDGAR |
| 2026-01-22 | 4 | LGL GROUP INC (LGL) | Option exercise (M): 169,993 @ $4.75 | EDGAR |
| 2026-01-14 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX) | Purchase (P): 3,800 @ $9.58 · Purchase (P): 1,010 @ $9.58 | EDGAR |
| 2026-01-13 | 4 | GDL FUND (GDL) | Sale (S): 800 @ $8.39 | EDGAR |
| 2026-01-12 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX) | Purchase (P): 990 @ $9.58 | EDGAR |
| 2026-01-07 | 4 | BANCROFT FUND LTD (BCV) | Sale (S): 1,300 @ $22.25 | EDGAR |
| 2026-01-02 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX.E) | Purchase (P): 500,000 @ $10 · Purchase (P): 200,000 @ $10 · Other (J): 200,000 @ $10 · Purchase (P): 1,000,000 @ $10 · Purchase (P): 100,000 @ $10 | EDGAR |
| 2025-12-31 | 4 | LGL GROUP INC (LGL) | Purchase (P): 95,387 @ $4.75 | EDGAR |
| 2025-12-31 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV.M) | Purchase (P): 400,000 @ $10 · Purchase (P): 3,000,000 @ $10 · Purchase (P): 200,000 @ $10 · Purchase (P): 2,218,500 @ $10 | EDGAR |
| 2025-12-30 | 4 | GABELLI EQUITY TRUST INC (GAB.N) | Other (J): 16,750 @ $100 · Other (J): 50,000 @ $100 | EDGAR |
| 2025-12-30 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX.G) | Purchase (P): 100,000 @ $10 · Other (J): 500,000 @ $10 | EDGAR |
| 2025-12-30 | 4 | GABELLI EQUITY TRUST INC (GAB.Q) | Purchase (P): 500,000 @ $10 · Purchase (P): 167,500 @ $10 | EDGAR |
| 2025-12-15 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Sale (S): 9,000 @ $4.20 | EDGAR |
| 2025-12-12 | 4/A | GABELLI MULTIMEDIA TRUST INC. (GGT) | Sale (S): 9,000 @ $4.18 · Sale (S): 9,000 @ $4.18 | EDGAR |
| 2025-12-11 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Sale (S): 2,000 @ $4.18 · Sale (S): 2,000 @ $4.18 | EDGAR |
| 2025-12-09 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Sale (S): 2,000 @ $4.15 · Sale (S): 9,000 @ $4.17 | EDGAR |
| 2025-12-04 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX) | Purchase (P): 2,500 @ $9.69 | EDGAR |
| 2025-11-20 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV) | Purchase (P): 5,000 @ $26.49 | EDGAR |
| 2025-11-19 | 4 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV) | Purchase (P): 50,000 @ $4.29 | EDGAR |
| 2025-11-05 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX.G) | Purchase (P): 1,800,000 @ $10.18 | EDGAR |
| 2025-10-28 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Purchase (P): 31,000 @ $4.04 | EDGAR |
| 2025-10-21 | 4 | BANCROFT FUND LTD (BCV) | Sale (S): 1,000 @ $23.43 | EDGAR |
| 2025-09-30 | 4 | Atlanta Braves Holdings, Inc. (BATRA) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 500 @ $45.35 | EDGAR |
| 2025-09-30 | 4 | Gabelli Global Small & Mid Cap Value Trust (GGZ.B) | Other (J): 473,596 @ $10 · Other (J): 70,600 @ $10 · Other (J): 88,200 @ $10 | EDGAR |
| 2025-09-30 | 4 | Gabelli Global Small & Mid Cap Value Trust (GGZ.E) | Purchase (P): 750,000 @ $10 · Purchase (P): 200,000 @ $10 · Purchase (P): 100,000 @ $10 · Purchase (P): 100,000 @ $10 | EDGAR |
| 2025-09-29 | 4 | TREDEGAR CORP (TG) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 1,100 @ $7.96 · Sale (S): 1,100 @ $8.02 | EDGAR |
| 2025-09-26 | 4 | Atlanta Braves Holdings, Inc. (BATRA) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 800 @ $45.41 · Sale (S): 500 @ $45.51 | EDGAR |
| 2025-09-25 | 4 | TREDEGAR CORP (TG) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 800 @ $8.02 | EDGAR |
| 2025-09-22 | 4 | TREDEGAR CORP (TG) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 2,700 @ $8.16 | EDGAR |
| 2025-09-19 | 4 | Atlanta Braves Holdings, Inc. (BATRA) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 800 @ $45.49 · Sale (S): 1,100 @ $45.19 | EDGAR |
| 2025-09-17 | 4 | TREDEGAR CORP (TG) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 800 @ $8.09 | EDGAR |
| 2025-09-16 | 4 | TREDEGAR CORP (TG) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 1,500 @ $8.09 | EDGAR |
| 2025-09-04 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Purchase (P): 152 @ $4.24 | EDGAR |
| 2025-07-15 | 4 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV) | Sale (S): 3,100 @ $3.86 | EDGAR |
| 2025-07-02 | 4 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV) | Sale (S): 5,000 @ $3.82 | EDGAR |
| 2025-07-01 | 4 | ELLSWORTH GROWTH & INCOME FUND LTD (ECF.B) | Other (J): 320,000 @ $10 | EDGAR |
| 2025-06-30 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX.E) | Other (J): 830,000 @ $10 | EDGAR |
| 2025-06-30 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX.G) | Other (J): 10,000 @ $10 | EDGAR |
| 2025-06-30 | 4 | GAMCO Natural Resources, Gold & Income Trust (GNT.B) | Other (J): 280,000 @ $10 | EDGAR |
| 2025-06-27 | 4 | GABELLI EQUITY TRUST INC (GAB.N) | Other (J): 5,000 @ $100 | EDGAR |
| 2025-06-23 | 4 | Atlanta Braves Holdings, Inc. (BATRA) jointly with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC. | Sale (S): 100 @ $48.12 | EDGAR |
| 2025-05-29 | 4 | Atlanta Braves Holdings, Inc. (BATRA) jointly with Associated Capital Group, Inc., GAMCO INVESTORS, INC. ET AL, GGCP, INC. | Purchase (P): 451 @ $43.45 · Purchase (P): 1,549 @ $43.45 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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