BROUGHTON THOMAS A — SEC Form 4 filings
SEC reporting owner CIK 1185581. 9 Form 4 filings on record with FilingPulse; latest filed 2026-02-11.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-01-31 to 2026-02-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 22,206 shares, $1,953,906 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: sale of 22,206 shares @ $87.99 ($1,953,906) in ServisFirst Bancshares, Inc., filed 2025-08-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ServisFirst Bancshares, Inc. (SFBS) | Chairman, President, & CEO, Director | 9 | — | 1 leg · 22,206 sh · $1,953,906 | 12 |
Form 4 filings — BROUGHTON THOMAS A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-11 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Grant/award (A): 6,018 @ $0 | EDGAR |
| 2026-01-22 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Grant/award (A): 6,500 @ $0 | EDGAR |
| 2025-09-09 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Gift (G): 284 @ $0 | EDGAR |
| 2025-08-26 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Sale (S): 22,206 @ $87.99 | EDGAR |
| 2025-02-25 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Tax withholding (F): 700 @ $86.76 | EDGAR |
| 2025-01-29 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Grant/award (A): 4,596 @ $0 · Tax withholding (F): 624 @ $91.25 · Grant/award (A): 4,569 @ $0 · Tax withholding (F): 1,404 @ $89.68 | EDGAR |
| 2024-10-30 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Gift (G): 1,000 @ $0 | EDGAR |
| 2024-07-23 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Gift (G): 1,000 @ $0 | EDGAR |
| 2024-01-31 | 4 | ServisFirst Bancshares, Inc. (SFBS) | Grant/award (A): 12,399 @ $0 · Grant/award (A): 5,744 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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