CHENG DUNSON K — SEC Form 4 filings
SEC reporting owner CIK 1185628. 10 Form 4 filings on record with FilingPulse; latest filed 2026-06-30.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-04-03 to 2026-06-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 3 filings — 44,991 shares, $2,089,933 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 37.
- Largest priced transaction: sale of 14,000 shares @ $46.24 ($647,415) in CATHAY GENERAL BANCORP, filed 2025-11-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATHAY GENERAL BANCORP (CATY) | Executive Chairman, Director | 10 | — | 5 legs · 44,991 sh · $2,089,933 | 37 |
Form 4 filings — CHENG DUNSON K
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-30 | 4 | CATHAY GENERAL BANCORP (CATY) | Grant/award (A): 4,875 (derivative) · Grant/award (A): 4,593 (derivative) · Grant/award (A): 9,186 (derivative) | EDGAR |
| 2026-04-03 | 4 | CATHAY GENERAL BANCORP (CATY) | Option exercise (M): 13,281 @ $0 · Tax withholding (F): 4,081 @ $50.69 · Option exercise (M): 17,132 @ $0 · Tax withholding (F): 5,647 @ $50.69 · Option exercise (M): 12,078 @ $0 · Tax withholding (F): 3,592 @ $50.69 · +3 more | EDGAR |
| 2025-11-26 | 4 | CATHAY GENERAL BANCORP (CATY) | Sale (S): 7,590 @ $47.81 | EDGAR |
| 2025-11-21 | 4 | CATHAY GENERAL BANCORP (CATY) | Sale (S): 1,000 @ $45.75 · Sale (S): 14,000 @ $46.24 · Sale (S): 10,000 @ $47.85 | EDGAR |
| 2025-07-01 | 4 | CATHAY GENERAL BANCORP (CATY) | Grant/award (A): 6,061 (derivative) · Grant/award (A): 6,240 (derivative) · Grant/award (A): 12,480 (derivative) | EDGAR |
| 2025-04-03 | 4 | CATHAY GENERAL BANCORP (CATY) | Option exercise (M): 13,383 @ $0 · Tax withholding (F): 3,665 @ $42.82 · Option exercise (M): 16,501 @ $0 · Tax withholding (F): 4,929 @ $42.82 · Option exercise (M): 16,048 @ $0 · Tax withholding (F): 4,745 @ $42.82 · +3 more | EDGAR |
| 2024-12-23 | 4 | CATHAY GENERAL BANCORP (CATY) | Gift (G): 11,209 @ $0 | EDGAR |
| 2024-08-28 | 4 | CATHAY GENERAL BANCORP (CATY) | Sale (S): 12,401 @ $44.79 | EDGAR |
| 2024-07-02 | 4 | CATHAY GENERAL BANCORP (CATY) | Grant/award (A): 8,995 (derivative) · Grant/award (A): 9,066 (derivative) · Grant/award (A): 18,133 (derivative) | EDGAR |
| 2024-04-03 | 4 | CATHAY GENERAL BANCORP (CATY) | Option exercise (M): 16,837 @ $0 · Tax withholding (F): 6,838 @ $36.91 · Option exercise (M): 17,891 @ $0 · Tax withholding (F): 9,068 @ $36.91 · Option exercise (M): 35,689 @ $0 · Tax withholding (F): 18,088 @ $36.91 · +3 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1185628 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →