GEORGE W WHITNEY — SEC Form 4 filings
SEC reporting owner CIK 1185838. 17 Form 4 filings on record with FilingPulse; latest filed 2026-06-30.
Transaction summary — filings shown
Covers all 17 filings on record, filed 2024-04-05 to 2026-06-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 50 legs across 8 filings — 1,395,135 shares, $11,137,480 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 10 legs across 5 filings — 119,021 shares, $928,401 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: purchase of 96,357 shares @ $8.60 ($828,670) in SPROTT FOCUS TRUST INC., filed 2025-12-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SPROTT FOCUS TRUST INC. (FUND) | Director, 10% owner | 17 | 50 legs · 1,395,135 sh · $11,137,480 | 10 legs · 119,021 sh · $928,401 | 11 |
Form 4 filings — GEORGE W WHITNEY
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-30 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Purchase (P): 16,394 @ $9.63 · Purchase (P): 4,606 @ $9.63 · Purchase (P): 1,116 @ $9.63 · Purchase (P): 21,392 @ $9.63 · Purchase (P): 3,973 @ $9.63 · Purchase (P): 1,716 @ $9.63 · +1 more | EDGAR |
| 2026-03-31 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Purchase (P): 16,268 @ $8.96 · Purchase (P): 4,571 @ $8.85 · Purchase (P): 48,814 @ $8.96 · Purchase (P): 21,227 @ $8.96 · Purchase (P): 3,943 @ $8.96 · Purchase (P): 1,702 @ $8.96 · +1 more | EDGAR |
| 2026-01-07 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Purchase (P): 1,785 @ $8.89 · Sale (S): 17,700 @ $8.85 | EDGAR |
| 2026-01-05 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Gift (G): 10,900 @ $8.68 · Gift (G): 6,540 @ $8.68 | EDGAR |
| 2025-12-30 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Purchase (P): 96,357 @ $8.60 · Purchase (P): 71,360 @ $8.60 · Purchase (P): 30,970 @ $8.60 · Purchase (P): 7,054 @ $8.60 · Purchase (P): 5,752 @ $8.60 · Purchase (P): 2,484 @ $8.60 · +1 more | EDGAR |
| 2025-12-15 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Gift (G): 4,500 @ $8.80 | EDGAR |
| 2025-10-01 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Sale (S): 29,800 @ $8.18 · Purchase (P): 59,537 @ $8.18 · Purchase (P): 49,318 @ $8.18 · Purchase (P): 21,373 @ $8.18 · Purchase (P): 4,868 @ $8.18 · Purchase (P): 3,970 @ $8.18 · +2 more | EDGAR |
| 2025-07-02 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Purchase (P): 64,913 @ $7.41 · Purchase (P): 53,770 @ $7.41 · Purchase (P): 23,303 @ $7.41 · Purchase (P): 5,813 @ $7.41 · Purchase (P): 4,328 @ $7.41 · Purchase (P): 1,869 @ $7.41 · +1 more | EDGAR |
| 2025-06-03 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Sale (S): 700 @ $7.18 · Sale (S): 1,595 @ $7.19 · Sale (S): 200 @ $7.20 · Sale (S): 22,840 @ $7.20 · Sale (S): 100 @ $7.21 · Sale (S): 4,465 @ $7.25 | EDGAR |
| 2025-04-01 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Purchase (P): 54,669 @ $7.30 · Purchase (P): 4,926 @ $7.30 · Purchase (P): 5,911 @ $7.30 · Purchase (P): 65,998 @ $7.30 · Purchase (P): 23,693 @ $7.30 · Purchase (P): 43,040 @ $7.30 · +1 more | EDGAR |
| 2025-01-08 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Gift (G): 7,620 @ $7.47 · Gift (G): 7,620 @ $7.47 · Gift (G): 5,100 @ $7.43 | EDGAR |
| 2025-01-02 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Purchase (P): 88,629 @ $7.27 · Purchase (P): 7,954 @ $7.27 · Purchase (P): 9,545 @ $7.27 · Purchase (P): 106,939 @ $7.27 · Purchase (P): 38,259 @ $7.27 · Purchase (P): 69,501 @ $7.27 · +1 more | EDGAR |
| 2024-12-17 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Gift (G): 3,000 @ $7.65 | EDGAR |
| 2024-12-17 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Gift (G): 1,500 @ $7.55 | EDGAR |
| 2024-10-02 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Sale (S): 26,000 @ $7.58 | EDGAR |
| 2024-07-03 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Sale (S): 15,621 @ $7.39 | EDGAR |
| 2024-04-05 | 4 | SPROTT FOCUS TRUST INC. (FUND) | Gift (G): 6,500 @ $7.88 · Gift (G): 6,500 @ $7.88 · Gift (G): 6,500 @ $7.88 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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