LIKEN JAMES W — SEC Form 4 filings
SEC reporting owner CIK 1186465. 1 Form 4 filing on record with FilingPulse; latest filed 2024-09-24.
Transaction summary — filings shown
Covers all 1 filing on record, filed 2024-09-24 to 2024-09-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 17,500 shares, $15,957 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 4.
- Largest priced transaction: sale of 17,500 shares @ $0.91 ($15,957) in VAPOTHERM INC, filed 2024-09-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| VAPOTHERM INC (VAPO) | Director | 1 | — | 1 leg · 17,500 sh · $15,957 | 4 |
Form 4 filings — LIKEN JAMES W
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-09-24 | 4 | VAPOTHERM INC (VAPO) | Sale (S): 17,500 @ $0.91 · Disposition to issuer (D): 50,308 @ $2.18 · Disposition to issuer (D): 4,500 @ $2.18 · Disposition to issuer (D): 1,187 (derivative) @ $0 · Disposition to issuer (D): 1,089 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1186465 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →