BRENNAN PAUL L — SEC Form 4 filings
SEC reporting owner CIK 1189639. 2 Form 4 filings on record with FilingPulse; latest filed 2026-08-12.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-01-12 to 2026-08-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 2 filings — 5,328 shares, $65,862 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 2,000 shares @ $12.46 ($24,920) in Nuveen AMT-Free Municipal Credit Income Fund, filed 2026-08-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Nuveen AMT-Free Municipal Credit Income Fund (NVG) | — | 1 | — | 3 legs · 5,000 sh · $62,250 | — |
| Nuveen AMT-Free Quality Municipal Income Fund (NEA) | V.P. & Portfolio Manager | 1 | — | 1 leg · 328 sh · $3,612 | — |
Form 4 filings — BRENNAN PAUL L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-12 | 4 | Nuveen AMT-Free Municipal Credit Income Fund (NVG) | Sale (S): 1,000 @ $12.45 · Sale (S): 2,000 @ $12.46 · Sale (S): 2,000 @ $12.44 | EDGAR |
| 2024-01-12 | 4 | Nuveen AMT-Free Quality Municipal Income Fund (NEA) | Sale (S): 328 @ $11.01 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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