GUARINO CARL — SEC Form 4 filings
SEC reporting owner CIK 1191720. 5 Form 4 filings on record with FilingPulse; latest filed 2026-07-30.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-10-29 to 2026-07-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 27,564 shares, $2,469,174 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 10,000 shares @ $103.19 ($1,031,950) in SEI INVESTMENTS CO, filed 2026-07-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SEI INVESTMENTS CO (SEIC) | Director | 5 | — | 3 legs · 27,564 sh · $2,469,174 | 11 |
Form 4 filings — GUARINO CARL
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-30 | 4 | SEI INVESTMENTS CO (SEIC) | Option exercise (M): 5,000 @ $49.63 · Option exercise (M): 5,000 @ $49.63 · Sale (S): 10,000 @ $103.19 · Option exercise (M): 5,000 (derivative) · Option exercise (M): 5,000 (derivative) | EDGAR |
| 2025-12-16 | 4 | SEI INVESTMENTS CO (SEIC) | Grant/award (A): 2,266 | EDGAR |
| 2025-09-24 | 4 | SEI INVESTMENTS CO (SEIC) | Option exercise (M): 10,000 @ $53.34 · Sale (S): 10,000 @ $86.41 · Option exercise (M): 5,000 (derivative) · Option exercise (M): 5,000 (derivative) | EDGAR |
| 2024-12-16 | 4 | SEI INVESTMENTS CO (SEIC) | Grant/award (A): 2,175 | EDGAR |
| 2024-10-29 | 4 | SEI INVESTMENTS CO (SEIC) | Option exercise (M): 10,000 @ $40.64 · Sale (S): 7,564 @ $75.77 · Option exercise (M): 10,000 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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