BASS CHARLIE — SEC Form 4 filings
SEC reporting owner CIK 1192161. 46 Form 4 filings on record with FilingPulse; latest filed 2026-08-10.
Transaction summary — filings shown
Covers all 46 filings on record, filed 2024-05-06 to 2026-08-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 64 legs across 32 filings — 348,801 shares, $435,128 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 1,000 shares, $1,130 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
- Largest priced transaction: purchase of 10,000 shares @ $1.20 ($12,027) in SOCKET MOBILE, INC., filed 2024-09-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SOCKET MOBILE, INC. (SCKT) | Director, 10% owner | 46 | 64 legs · 348,801 sh · $435,128 | 1 leg · 1,000 sh · $1,130 | 22 |
Form 4 filings — BASS CHARLIE
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-10 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 1,600 @ $1 | EDGAR |
| 2026-06-16 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 13,000 @ $0 | EDGAR |
| 2026-05-01 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 5,000 @ $0.87 | EDGAR |
| 2026-03-30 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 444,444 (derivative) @ $400,000 | EDGAR |
| 2026-03-03 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 16,000 (derivative) @ $0 | EDGAR |
| 2026-02-11 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 6,250 @ $1.12 | EDGAR |
| 2025-12-01 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.33 · Purchase (P): 5,000 @ $1.33 | EDGAR |
| 2025-11-25 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.24 · Purchase (P): 5,000 @ $1.26 · Purchase (P): 5,000 @ $1.30 | EDGAR |
| 2025-11-20 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.24 · Purchase (P): 5,000 @ $1.21 | EDGAR |
| 2025-11-18 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.25 · Purchase (P): 5,000 @ $1.24 | EDGAR |
| 2025-11-14 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 3,801 @ $1.17 · Purchase (P): 5,000 @ $1.24 | EDGAR |
| 2025-11-12 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.10 · Purchase (P): 5,000 @ $1.11 | EDGAR |
| 2025-11-10 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.09 · Purchase (P): 5,000 @ $1.09 | EDGAR |
| 2025-11-06 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.04 · Purchase (P): 5,000 @ $1.08 | EDGAR |
| 2025-11-05 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $0.98 · Purchase (P): 5,000 @ $1.03 | EDGAR |
| 2025-10-14 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 373,134 (derivative) @ $500,000 | EDGAR |
| 2025-06-04 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 11,500 @ $0 | EDGAR |
| 2025-06-02 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 467,289 (derivative) @ $500,000 | EDGAR |
| 2025-02-28 | 4 | SOCKET MOBILE, INC. (SCKT) | Sale (S): 1,000 @ $1.13 | EDGAR |
| 2024-12-02 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.57 | EDGAR |
| 2024-11-27 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.48 | EDGAR |
| 2024-11-26 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.50 · Purchase (P): 5,000 @ $1.53 | EDGAR |
| 2024-11-22 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.49 · Purchase (P): 5,000 @ $1.46 | EDGAR |
| 2024-11-20 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.40 · Purchase (P): 5,000 @ $1.43 | EDGAR |
| 2024-11-18 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.31 · Purchase (P): 5,000 @ $1.36 | EDGAR |
| 2024-11-14 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.34 · Purchase (P): 5,000 @ $1.35 | EDGAR |
| 2024-11-12 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.17 · Purchase (P): 5,000 @ $1.18 · Purchase (P): 5,000 @ $1.18 | EDGAR |
| 2024-11-07 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.17 · Purchase (P): 5,000 @ $1.18 | EDGAR |
| 2024-11-05 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.17 · Purchase (P): 5,000 @ $1.17 | EDGAR |
| 2024-11-01 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.11 · Purchase (P): 5,000 @ $1.12 | EDGAR |
| 2024-10-30 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.08 · Purchase (P): 5,000 @ $1.09 | EDGAR |
| 2024-09-03 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 10,000 @ $1.20 · Purchase (P): 10,000 @ $1.20 | EDGAR |
| 2024-08-28 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 10,000 @ $1.17 · Purchase (P): 10,000 @ $1.18 | EDGAR |
| 2024-08-26 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 10,000 @ $1.01 · Purchase (P): 10,000 @ $1.10 | EDGAR |
| 2024-08-22 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 551,759 (derivative) @ $525,000 | EDGAR |
| 2024-06-27 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
| 2024-06-26 | 4 | SOCKET MOBILE, INC. (SCKT) | Other (J): 10,000 (derivative) @ $0 · Other (J): 10,000 (derivative) @ $0 · Other (J): 10,000 (derivative) @ $0 · Other (J): 10,000 (derivative) @ $0 · Other (J): 10,000 (derivative) @ $0 · Other (J): 10,000 (derivative) @ $0 · +4 more | EDGAR |
| 2024-05-24 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.37 | EDGAR |
| 2024-05-23 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.46 · Purchase (P): 5,000 @ $1.33 | EDGAR |
| 2024-05-21 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.46 · Purchase (P): 5,000 @ $1.51 · Purchase (P): 5,000 @ $1.51 | EDGAR |
| 2024-05-16 | 4 | SOCKET MOBILE, INC. (SCKT) | Grant/award (A): 15,000 @ $0 | EDGAR |
| 2024-05-16 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.44 · Purchase (P): 5,000 @ $1.44 | EDGAR |
| 2024-05-14 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.30 · Purchase (P): 5,000 @ $1.37 | EDGAR |
| 2024-05-10 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.26 · Purchase (P): 5,000 @ $1.27 | EDGAR |
| 2024-05-08 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.23 · Purchase (P): 5,000 @ $1.24 | EDGAR |
| 2024-05-06 | 4 | SOCKET MOBILE, INC. (SCKT) | Purchase (P): 5,000 @ $1.09 · Purchase (P): 5,000 @ $1.12 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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