WALLACE RICHARD P — SEC Form 4 filings
SEC reporting owner CIK 1196898. 30 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 30 filings on record, filed 2024-03-20 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 10 legs across 10 filings — 246,769 shares, $109,945,836 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 54.
- Largest priced transaction: sale of 87,568 shares @ $198.95 ($17,421,654) in KLA CORP, filed 2026-08-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| KLA CORP (KLAC) | President and CEO | 24 | — | 10 legs · 246,769 sh · $109,945,836 | 42 |
| Marvell Technology, Inc. (MRVL) | Director | 5 | — | — | 10 |
| SPLUNK INC (SPLK) | Director | 1 | — | — | 2 |
Form 4 filings — WALLACE RICHARD P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | KLA CORP (KLAC) | Sale (S): 72,019 @ $171.88 | EDGAR |
| 2026-08-12 | 4 | KLA CORP (KLAC) | Sale (S): 87,568 @ $198.95 | EDGAR |
| 2026-08-10 | 4 | KLA CORP (KLAC) | Tax withholding (F): 12,761.89 @ $193.22 | EDGAR |
| 2026-08-07 | 4 | KLA CORP (KLAC) | Grant/award (A): 352,875 @ $0 · Tax withholding (F): 87,481.43 @ $192.80 · Grant/award (A): 93,721 @ $0 · Tax withholding (F): 46,466.87 @ $192.80 · Grant/award (A): 40,841.24 @ $0 | EDGAR |
| 2026-08-04 | 4 | KLA CORP (KLAC) | Tax withholding (F): 19,950.99 @ $182.75 · Tax withholding (F): 89,786.90 @ $182.75 | EDGAR |
| 2026-08-03 | 4 | KLA CORP (KLAC) | Tax withholding (F): 13,213.07 @ $182.82 · Tax withholding (F): 19,440.32 @ $182.82 | EDGAR |
| 2026-07-02 | 4 | KLA CORP (KLAC) | Other (J): 196.16 @ $108.33 · Tax withholding (F): 45,850.44 @ $278.39 | EDGAR |
| 2026-06-29 | 4 | Marvell Technology, Inc. (MRVL) | Grant/award (A): 1,034 (derivative) @ $0 | EDGAR |
| 2026-06-15 | 4 | Marvell Technology, Inc. (MRVL) | Option exercise (M): 3,940 @ $0 · Option exercise (M): 3,940 (derivative) @ $0 | EDGAR |
| 2026-06-11 | 4 | KLA CORP (KLAC) | Sale (S): 4,512 @ $2,213.37 | EDGAR |
| 2026-05-12 | 4 | KLA CORP (KLAC) | Sale (S): 4,512 @ $1,794 | EDGAR |
| 2025-11-13 | 4 | KLA CORP (KLAC) | Sale (S): 10,803 @ $1,203.10 · Gift (G): 804 @ $0 | EDGAR |
| 2025-08-14 | 4 | KLA CORP (KLAC) | Sale (S): 10,801 @ $913.68 · Gift (G): 804 @ $0 | EDGAR |
| 2025-08-08 | 4 | KLA CORP (KLAC) | Grant/award (A): 36,219 @ $0 · Tax withholding (F): 8,978.69 @ $888.28 · Grant/award (A): 9,247.77 @ $0 · Grant/award (A): 10,294.89 @ $0 | EDGAR |
| 2025-08-07 | 4 | KLA CORP (KLAC) | Tax withholding (F): 9,648.02 @ $915.62 · Tax withholding (F): 2,143.84 @ $915.62 | EDGAR |
| 2025-08-05 | 4 | KLA CORP (KLAC) | Tax withholding (F): 1,321.31 @ $879.03 | EDGAR |
| 2025-08-05 | 4 | KLA CORP (KLAC) | Tax withholding (F): 1,944.03 @ $886.64 · Tax withholding (F): 1,995.10 @ $886.64 | EDGAR |
| 2025-07-02 | 4 | KLA CORP (KLAC) | Other (J): 39.27 @ $541.13 · Tax withholding (F): 4,085.99 @ $889.87 | EDGAR |
| 2025-06-16 | 4 | Marvell Technology, Inc. (MRVL) | Option exercise (M): 3,289 @ $0 · Option exercise (M): 3,289 (derivative) @ $0 · Grant/award (A): 3,940 (derivative) @ $0 | EDGAR |
| 2025-05-08 | 4 | KLA CORP (KLAC) | Sale (S): 10,802 @ $683.30 · Gift (G): 805 @ $0 | EDGAR |
| 2025-02-13 | 4 | KLA CORP (KLAC) | Gift (G): 805 @ $0 | EDGAR |
| 2024-11-14 | 4 | KLA CORP (KLAC) | Gift (G): 676 @ $0 · Sale (S): 14,306 @ $663.01 · Gift (G): 2,380 @ $0 | EDGAR |
| 2024-08-08 | 4 | KLA CORP (KLAC) | Tax withholding (F): 2,274.24 @ $703.48 · Tax withholding (F): 10,233.81 @ $703.48 · Sale (S): 17,437 @ $705.01 · Gift (G): 3,055 @ $0 | EDGAR |
| 2024-08-06 | 4 | KLA CORP (KLAC) | Tax withholding (F): 1,944.03 @ $696.17 · Tax withholding (F): 1,995.10 @ $696.17 · Tax withholding (F): 2,143.84 @ $696.17 · Tax withholding (F): 9,648.76 @ $696.17 | EDGAR |
| 2024-08-05 | 4 | KLA CORP (KLAC) | Other (J): 44.61 @ $476.33 · Grant/award (A): 10,658.01 @ $0 · Grant/award (A): 38,920.50 @ $0 · Grant/award (A): 8,241.21 @ $0 | EDGAR |
| 2024-06-21 | 4 | Marvell Technology, Inc. (MRVL) | Option exercise (M): 498 @ $0 · Option exercise (M): 498 (derivative) @ $0 · Grant/award (A): 3,289 (derivative) @ $0 | EDGAR |
| 2024-05-09 | 4 | KLA CORP (KLAC) | Sale (S): 14,009 @ $716.63 · Gift (G): 3,055 @ $0 | EDGAR |
| 2024-04-29 | 4 | Marvell Technology, Inc. (MRVL) | Grant/award (A): 498 (derivative) @ $0 | EDGAR |
| 2024-04-15 | 4 | KLA CORP (KLAC) | Tax withholding (F): 16,894.88 @ $700.61 | EDGAR |
| 2024-03-20 | 4 | SPLUNK INC (SPLK) | Disposition to issuer (D): 6,125 @ $157 · Disposition to issuer (D): 3,673 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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