SMITH RICHARD P — SEC Form 4 filings
SEC reporting owner CIK 1198468. 15 Form 4 filings on record with FilingPulse; latest filed 2026-06-29.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-03-04 to 2026-06-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 51.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TRICO BANCSHARES / (TCBK) | CEO & President, Director | 15 | — | — | 51 |
Form 4 filings — SMITH RICHARD P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-29 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 14,513 · Tax withholding (F): 8,511 @ $53.55 · Option exercise (M): 13,271 (derivative) @ $0 | EDGAR |
| 2026-06-15 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 4,879 · Tax withholding (F): 2,861 @ $52.64 · Option exercise (M): 4,879 (derivative) @ $0 | EDGAR |
| 2026-03-31 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 3,808 · Tax withholding (F): 2,233 @ $47.09 · Grant/award (A): 9,969 (derivative) @ $0 · Grant/award (A): 9,969 (derivative) @ $0 · Option exercise (M): 3,808 (derivative) @ $0 | EDGAR |
| 2026-03-04 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 4,554 · Tax withholding (F): 2,670 @ $48.36 · Option exercise (M): 4,554 (derivative) @ $0 | EDGAR |
| 2025-12-10 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 3,448 · Tax withholding (F): 2,018 @ $42.33 · Option exercise (M): 8,796 · Tax withholding (F): 5,150 @ $48.29 · Option exercise (M): 3,448 (derivative) @ $0 · Option exercise (M): 9,397 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 4,729 · Tax withholding (F): 2,768 @ $40.72 · Option exercise (M): 4,729 (derivative) @ $0 | EDGAR |
| 2025-05-28 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 2,362 · Tax withholding (F): 1,382 @ $40.27 · Option exercise (M): 2,362 (derivative) @ $0 | EDGAR |
| 2025-03-31 | 4 | TRICO BANCSHARES / (TCBK) | Grant/award (A): 11,074 (derivative) @ $0 · Grant/award (A): 11,074 (derivative) @ $0 | EDGAR |
| 2025-03-05 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 4,412 · Tax withholding (F): 2,581 @ $43.33 · Option exercise (M): 4,412 (derivative) @ $0 | EDGAR |
| 2024-10-23 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 3,339 · Tax withholding (F): 1,951 @ $43.26 · Option exercise (M): 3,339 (derivative) @ $0 | EDGAR |
| 2024-06-13 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 4,579 · Tax withholding (F): 2,676 @ $37.80 · Option exercise (M): 4,579 (derivative) @ $0 | EDGAR |
| 2024-06-06 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 3,704 · Tax withholding (F): 2,164 @ $37.39 · Option exercise (M): 3,704 (derivative) @ $0 | EDGAR |
| 2024-05-29 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 2,288 · Tax withholding (F): 1,337 @ $37.56 · Option exercise (M): 2,288 (derivative) @ $0 | EDGAR |
| 2024-04-11 | 4 | TRICO BANCSHARES / (TCBK) | Option exercise (M): 8,851 @ $0 · Tax withholding (F): 5,173 @ $34.49 · Other (J): 0 @ $0 · Other (J): 0 @ $0 · Other (J): 0 @ $0 · Option exercise (M): 8,424 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | TRICO BANCSHARES / (TCBK) | Grant/award (A): 12,805 (derivative) @ $0 · Grant/award (A): 12,805 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1198468 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →