BLACK RICHARD B — SEC Form 4 filings
SEC reporting owner CIK 1199697. 11 Form 4 filings on record with FilingPulse; latest filed 2026-09-17.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-06-25 to 2026-09-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 5 filings — 41,393 shares, $1,528,238 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 10,000 shares @ $35.27 ($352,672) in APPLIED OPTOELECTRONICS, INC., filed 2024-12-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| APPLIED OPTOELECTRONICS, INC. (AAOI) | Director | 11 | — | 5 legs · 41,393 sh · $1,528,238 | 6 |
Form 4 filings — BLACK RICHARD B
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-17 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Gift (G): 2,200 @ $0 | EDGAR |
| 2026-06-11 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 1,166 @ $0 | EDGAR |
| 2026-03-05 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 3,231 @ $95 | EDGAR |
| 2026-01-05 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Gift (G): 1,900 @ $0 | EDGAR |
| 2025-12-01 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Gift (G): 600 @ $0 | EDGAR |
| 2025-06-17 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 12,281 @ $0 | EDGAR |
| 2025-01-17 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 10,000 @ $29.00 | EDGAR |
| 2024-12-18 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 10,000 @ $35.27 | EDGAR |
| 2024-11-29 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 8,162 @ $37.18 | EDGAR |
| 2024-11-18 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 10,000 @ $27.52 | EDGAR |
| 2024-06-25 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 16,483 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1199697 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →