TANNENBAUM LEONARD M — SEC Form 4 filings
SEC reporting owner CIK 1200461. 79 Form 4 filings on record with FilingPulse; latest filed 2026-09-18.
Transaction summary — filings shown
Covers the 50 most recent of 79 filings on record, filed 2025-06-03 to 2026-09-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 75 legs across 48 filings — 3,654,364 shares, $21,663,688 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 410,678 shares @ $9.74 ($4,000,000) in TCG Strategic Income Fund, filed 2026-04-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TCG Strategic Income Fund (TCGSX) | Director, 10% owner | 7 | 7 legs · 906,843 sh · $8,953,000 | — | — |
| Advanced Flower Capital Inc. (AFCG) | Director, 10% owner | 29 | 47 legs · 2,262,643 sh · $8,171,738 | — | 1 |
| Sunrise Realty Trust, Inc. (SUNS) | Executive Chairman, Director, 10% owner | 14 | 21 legs · 484,878 sh · $4,538,950 | — | 1 |
Form 4 filings — TANNENBAUM LEONARD M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-18 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 25,000 @ $3.50 | EDGAR |
| 2026-09-17 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 608 @ $3.50 · Purchase (P): 2,341 @ $3.43 | EDGAR |
| 2026-09-15 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 15,000 @ $3.55 · Purchase (P): 25,198 @ $3.50 | EDGAR |
| 2026-09-11 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 35,000 @ $3.46 | EDGAR |
| 2026-09-04 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 15,223 @ $3.59 | EDGAR |
| 2026-09-01 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 65,752 @ $3.53 · Purchase (P): 53,273 @ $3.60 | EDGAR |
| 2026-08-28 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 19,404 @ $3.41 · Purchase (P): 15,202 @ $3.46 | EDGAR |
| 2026-08-26 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 30,000 @ $3.41 · Purchase (P): 30,000 @ $3.40 | EDGAR |
| 2026-08-24 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 25,000 @ $3.28 | EDGAR |
| 2026-08-21 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 20,000 @ $3.29 | EDGAR |
| 2026-08-19 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 12,841 @ $3.48 | EDGAR |
| 2026-08-17 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 45,829 @ $3.06 | EDGAR |
| 2026-08-17 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 50,000 @ $7.50 | EDGAR |
| 2026-08-13 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 20,000 @ $7.60 | EDGAR |
| 2026-08-11 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 23,109 @ $7.73 · Purchase (P): 25,000 @ $7.79 | EDGAR |
| 2026-05-19 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 90,600 @ $2.84 | EDGAR |
| 2026-04-01 | 4 | TCG Strategic Income Fund (TCGSX) | Purchase (P): 410,677.62 @ $9.74 | EDGAR |
| 2026-04-01 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 29,040 @ $2.76 | EDGAR |
| 2026-03-30 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 19,729 @ $2.60 · Purchase (P): 4,300 @ $2.60 | EDGAR |
| 2026-03-24 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 115,237 @ $2.55 · Purchase (P): 14,366 @ $2.59 · Purchase (P): 44,914 @ $2.59 | EDGAR |
| 2026-03-19 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 90,600 @ $2.59 · Purchase (P): 60,600 @ $2.59 | EDGAR |
| 2026-03-16 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 2,502 @ $2.59 · Purchase (P): 15,018 @ $2.60 · Purchase (P): 34,288 @ $2.59 | EDGAR |
| 2026-03-11 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 102,213 @ $2.54 · Purchase (P): 2,000 @ $2.57 | EDGAR |
| 2026-03-09 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 29,000 @ $2.44 · Purchase (P): 1,270 @ $2.47 | EDGAR |
| 2026-02-23 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Grant/award (A): 13,384 @ $9.34 | EDGAR |
| 2026-02-10 | 4 | TCG Strategic Income Fund (TCGSX) | Purchase (P): 184,804.93 @ $9.74 | EDGAR |
| 2026-01-27 | 4 | TCG Strategic Income Fund (TCGSX) | Purchase (P): 19,841.27 @ $10.08 | EDGAR |
| 2026-01-23 | 4 | TCG Strategic Income Fund (TCGSX) | Purchase (P): 98,911.97 @ $10.11 | EDGAR |
| 2026-01-20 | 4 | TCG Strategic Income Fund (TCGSX) | Purchase (P): 98,619.33 @ $10.14 | EDGAR |
| 2026-01-12 | 4 | TCG Strategic Income Fund (TCGSX) | Purchase (P): 93,688.36 @ $10.14 | EDGAR |
| 2026-01-08 | 4 | TCG Strategic Income Fund (TCGSX) | Purchase (P): 300 @ $10 | EDGAR |
| 2026-01-02 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 37,000 @ $9.77 · Purchase (P): 100,000 @ $9.40 | EDGAR |
| 2025-12-15 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 25,000 @ $3.05 | EDGAR |
| 2025-12-10 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 24,000 @ $2.83 · Purchase (P): 20,000 @ $3.03 | EDGAR |
| 2025-12-04 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 46,000 @ $2.94 | EDGAR |
| 2025-12-03 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 15,000 @ $2.88 · Purchase (P): 39,000 @ $2.87 | EDGAR |
| 2025-11-26 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 13,000 @ $9.72 | EDGAR |
| 2025-11-21 | 4 | Advanced Flower Capital Inc. (AFCG) | Grant/award (A): 729,927 @ $2.74 | EDGAR |
| 2025-11-20 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 17,790 @ $9.45 · Purchase (P): 3,592 @ $9.48 · Purchase (P): 21,408 @ $9.39 | EDGAR |
| 2025-11-18 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 14,710 @ $9.38 · Purchase (P): 17,500 @ $9.61 | EDGAR |
| 2025-09-08 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 79,665 @ $4.56 | EDGAR |
| 2025-09-03 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 36,096 @ $4.49 · Purchase (P): 36,861 @ $4.57 | EDGAR |
| 2025-08-29 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 330,127 @ $4.81 · Purchase (P): 144,399 @ $4.57 | EDGAR |
| 2025-08-26 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 20,200 @ $11 · Purchase (P): 10,000 @ $10.79 | EDGAR |
| 2025-08-26 | 4 | Advanced Flower Capital Inc. (AFCG) | Purchase (P): 216,117 @ $4.03 · Purchase (P): 61,862 @ $4.08 · Purchase (P): 97,168 @ $4.17 | EDGAR |
| 2025-08-21 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 10,411 @ $10.42 | EDGAR |
| 2025-08-19 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 4,406 @ $10.50 | EDGAR |
| 2025-08-13 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 20,900 @ $10.17 · Purchase (P): 32,275 @ $10.48 | EDGAR |
| 2025-06-17 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 6,000 @ $10.86 | EDGAR |
| 2025-06-03 | 4 | Sunrise Realty Trust, Inc. (SUNS) | Purchase (P): 28,500 @ $10.59 · Purchase (P): 9,077 @ $10.88 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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