SHLISSEL BRIAN S — SEC Form 4 filings
SEC reporting owner CIK 1201928. 4 Form 4 filings on record with FilingPulse; latest filed 2026-02-27.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2026-02-27 to 2026-02-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 4 filings — 1,800 shares, $15,399 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 400 shares @ $9.37 ($3,747) in ALLSPRING MULTI-SECTOR INCOME FUND, filed 2026-02-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ALLSPRING UTILITIES & HIGH INCOME FUND (ERH) | Director | 1 | 3 legs · 400 sh · $5,113 | — | — |
| ALLSPRING MULTI-SECTOR INCOME FUND (ERC) | Director | 1 | 1 leg · 400 sh · $3,747 | — | — |
| ALLSPRING INCOME OPPORTUNITIES FUND (EAD) | Director | 1 | 1 leg · 500 sh · $3,410 | — | — |
| ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND (EOD) | Director | 1 | 1 leg · 500 sh · $3,130 | — | — |
Form 4 filings — SHLISSEL BRIAN S
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-27 | 4 | ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND (EOD) | Purchase (P): 500 @ $6.26 | EDGAR |
| 2026-02-27 | 4 | ALLSPRING INCOME OPPORTUNITIES FUND (EAD) | Purchase (P): 500 @ $6.82 | EDGAR |
| 2026-02-27 | 4 | ALLSPRING MULTI-SECTOR INCOME FUND (ERC) | Purchase (P): 400 @ $9.37 | EDGAR |
| 2026-02-27 | 4 | ALLSPRING UTILITIES & HIGH INCOME FUND (ERH) | Purchase (P): 200 @ $12.77 · Purchase (P): 100 @ $12.80 · Purchase (P): 100 @ $12.79 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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