SMITH W KEITH — SEC Form 4 filings
SEC reporting owner CIK 1203452. 22 Form 4 filings on record with FilingPulse; latest filed 2026-06-29.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-03-13 to 2026-06-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 26 legs across 10 filings — 458,977 shares, $232,456 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 39.
- Largest priced transaction: sale of 71,242 shares @ $0.37 ($26,360) in Direct Digital Holdings, Inc., filed 2025-11-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Direct Digital Holdings, Inc. (DRCT) | President, Director | 22 | — | 26 legs · 458,977 sh · $232,456 | 39 |
Form 4 filings — SMITH W KEITH
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-29 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 204 · Tax withholding (F): 61 @ $16.48 · Option exercise (M): 45 · Tax withholding (F): 14 @ $3.52 · Option exercise (M): 67 · Option exercise (M): 20 @ $3.29 · +4 more | EDGAR |
| 2025-11-17 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 71,242 @ $0.37 · Sale (S): 100,000 @ $0.21 | EDGAR |
| 2025-10-02 | 4 | Direct Digital Holdings, Inc. (DRCT) | Conversion (C): 600,000 · Conversion (C): 600,000 (derivative) @ $0 | EDGAR |
| 2025-07-28 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 15,800 @ $0.53 · Sale (S): 8,900 @ $0.53 · Sale (S): 8,050 @ $0.54 | EDGAR |
| 2025-07-23 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 16,987 @ $0.52 · Sale (S): 15,321 @ $0.51 · Sale (S): 11,934 @ $0.51 | EDGAR |
| 2025-07-18 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 11,694 @ $0.53 · Sale (S): 19,950 @ $0.52 · Sale (S): 19,488 @ $0.51 | EDGAR |
| 2025-07-16 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 20,476 @ $0.55 · Sale (S): 8,100 @ $0.54 | EDGAR |
| 2025-06-20 | 4 | Direct Digital Holdings, Inc. (DRCT) | Conversion (C): 185,000 · Conversion (C): 185,000 (derivative) @ $0 | EDGAR |
| 2025-06-12 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 20,300 · Tax withholding (F): 4,944 @ $0.56 · Option exercise (M): 20,300 (derivative) @ $0 | EDGAR |
| 2025-04-04 | 4 | Direct Digital Holdings, Inc. (DRCT) | Grant/award (A): 45,000 (derivative) @ $0 · Grant/award (A): 45,000 (derivative) @ $0 | EDGAR |
| 2025-03-27 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 9,970 · Tax withholding (F): 2,957 @ $0.79 · Sale (S): 7,700 @ $0.76 · Sale (S): 20,563 @ $0.78 · Sale (S): 12,186 @ $0.78 · Option exercise (M): 9,970 (derivative) @ $0 | EDGAR |
| 2025-03-24 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 15,631 @ $0.79 · Sale (S): 5,831 @ $0.76 · Sale (S): 10,300 @ $0.76 | EDGAR |
| 2025-03-19 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 8,657 @ $0.73 · Sale (S): 5,125 @ $0.80 · Sale (S): 10,171 @ $0.80 | EDGAR |
| 2025-03-17 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 14,881 @ $0.83 · Sale (S): 3,803 @ $0.81 · Sale (S): 15,874 @ $0.77 | EDGAR |
| 2025-01-28 | 4 | Direct Digital Holdings, Inc. (DRCT) | Grant/award (A): 45,000 (derivative) @ $0 · Grant/award (A): 45,000 (derivative) @ $0 | EDGAR |
| 2025-01-15 | 4 | Direct Digital Holdings, Inc. (DRCT) | Disposition to issuer (D): 25,435 · Disposition to issuer (D): 7,542 · Disposition to issuer (D): 40,000 (derivative) @ $0 · Disposition to issuer (D): 9,970 (derivative) @ $0 | EDGAR |
| 2024-11-19 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 313 @ $1.80 | EDGAR |
| 2024-08-27 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 40,000 · Option exercise (M): 9,970 · Tax withholding (F): 14,565 @ $15.24 · Tax withholding (F): 2,428 @ $15.24 · Option exercise (M): 40,000 (derivative) @ $0 · Option exercise (M): 9,970 (derivative) @ $0 | EDGAR |
| 2024-06-14 | 4 | Direct Digital Holdings, Inc. (DRCT) | Tax withholding (F): 7,989 @ $2.64 | EDGAR |
| 2024-06-12 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 20,300 · Option exercise (M): 20,300 (derivative) @ $0 | EDGAR |
| 2024-03-20 | 4 | Direct Digital Holdings, Inc. (DRCT) | Tax withholding (F): 5,803 @ $28.87 | EDGAR |
| 2024-03-13 | 4 | Direct Digital Holdings, Inc. (DRCT) | Grant/award (A): 22,505 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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