ZEMLYAK JAMES M — SEC Form 4 filings
SEC reporting owner CIK 1203675. 18 Form 4 filings on record with FilingPulse; latest filed 2026-03-03.
Transaction summary — filings shown
Covers all 18 filings on record, filed 2024-01-23 to 2026-03-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 1 filing — 9 shares, $1,013 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 9 shares, $1,115 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 42.
- Largest priced transaction: sale of 9 shares @ $123.90 ($1,115) in STIFEL FINANCIAL CORP, filed 2026-02-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STIFEL FINANCIAL CORP (SF) | President | 18 | 4 legs · 9 sh · $1,013 | 1 leg · 9 sh · $1,115 | 42 |
Form 4 filings — ZEMLYAK JAMES M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-03 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 25,388 (derivative) @ $74.05 · Grant/award (A): 13,504 (derivative) @ $74.05 | EDGAR |
| 2026-02-20 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 31,434 @ $0 · Tax withholding (F): 13,847 @ $120.49 · Grant/award (A): 39,293 (derivative) @ $0 · Option exercise (M): 31,434 (derivative) @ $0 | EDGAR |
| 2026-02-02 | 4 | STIFEL FINANCIAL CORP (SF) | Sale (S): 9 @ $123.90 · Option exercise (M): 5,644 @ $0 · Tax withholding (F): 2,487 @ $126.24 · Option exercise (M): 5,644 (derivative) @ $0 | EDGAR |
| 2026-01-15 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 25,570 @ $0 · Tax withholding (F): 10,143 @ $125.22 · Option exercise (M): 25,570 (derivative) @ $0 | EDGAR |
| 2025-12-29 | 4 | STIFEL FINANCIAL CORP (SF) | Gift (G): 10,000 @ $0 | EDGAR |
| 2025-11-12 | 4 | STIFEL FINANCIAL CORP (SF) | Gift (G): 10,000 @ $0 | EDGAR |
| 2025-08-21 | 4 | STIFEL FINANCIAL CORP (SF) | Disposition to issuer (D): 15,000 @ $112.90 · Purchase (P): 4 @ $110.17 · Purchase (P): 1 @ $111.76 · Purchase (P): 2 @ $114.16 · Purchase (P): 2 @ $116 | EDGAR |
| 2025-03-10 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 20,827 (derivative) @ $98.43 · Grant/award (A): 3,048 (derivative) @ $98.43 | EDGAR |
| 2025-03-04 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 5,977 @ $0 · Tax withholding (F): 2,634 @ $104.90 · Option exercise (M): 5,977 (derivative) @ $0 | EDGAR |
| 2025-02-05 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 22,576 @ $0 · Tax withholding (F): 9,945 @ $117.51 · Grant/award (A): 28,220 (derivative) @ $0 · Option exercise (M): 22,576 (derivative) @ $0 | EDGAR |
| 2025-01-10 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 23,924 @ $0 · Tax withholding (F): 9,211 @ $106.08 · Option exercise (M): 23,924 (derivative) @ $0 | EDGAR |
| 2024-11-27 | 4 | STIFEL FINANCIAL CORP (SF) | Disposition to issuer (D): 70,000 @ $117.72 | EDGAR |
| 2024-11-21 | 4 | STIFEL FINANCIAL CORP (SF) | Other (J): 17,600 @ $113.44 | EDGAR |
| 2024-06-25 | 4 | STIFEL FINANCIAL CORP (SF) | Gift (G): 10,000 @ $0 | EDGAR |
| 2024-04-12 | 4 | STIFEL FINANCIAL CORP (SF) | Gift (G): 409 @ $0 | EDGAR |
| 2024-03-12 | 4 | STIFEL FINANCIAL CORP (SF) | Disposition to issuer (D): 50,000 @ $75.41 · Grant/award (A): 26,000 (derivative) @ $75 | EDGAR |
| 2024-03-05 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 5,967 @ $0 · Option exercise (M): 23,906 @ $0 · Tax withholding (F): 13,190 @ $75 · Grant/award (A): 29,883 (derivative) @ $0 · Option exercise (M): 5,967 (derivative) @ $0 · Option exercise (M): 23,906 (derivative) @ $0 | EDGAR |
| 2024-01-23 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 18,724 @ $0 · Tax withholding (F): 6,214 @ $69.15 · Option exercise (M): 18,724 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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