SLINEY DAVID D — SEC Form 4 filings
SEC reporting owner CIK 1203692. 16 Form 4 filings on record with FilingPulse; latest filed 2026-03-03.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-01-23 to 2026-03-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 45,795 shares, $4,457,478 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 37.
- Largest priced transaction: sale of 25,000 shares @ $116.18 ($2,904,500) in STIFEL FINANCIAL CORP, filed 2024-11-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STIFEL FINANCIAL CORP (SF) | Chief Operating Officer | 16 | — | 3 legs · 45,795 sh · $4,457,478 | 37 |
Form 4 filings — SLINEY DAVID D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-03 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 12,424 (derivative) @ $74.05 · Grant/award (A): 5,402 (derivative) @ $74.05 | EDGAR |
| 2026-02-20 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 11,094 @ $0 · Tax withholding (F): 4,887 @ $120.49 · Grant/award (A): 13,868 (derivative) @ $0 · Option exercise (M): 11,094 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 2,258 @ $0 · Tax withholding (F): 995 @ $126.24 · Option exercise (M): 2,258 (derivative) @ $0 | EDGAR |
| 2026-01-15 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 10,854 @ $0 · Tax withholding (F): 3,677 @ $125.22 · Option exercise (M): 10,854 (derivative) @ $0 | EDGAR |
| 2025-12-22 | 4 | STIFEL FINANCIAL CORP (SF) | Gift (G): 750 @ $0 | EDGAR |
| 2025-08-21 | 4 | STIFEL FINANCIAL CORP (SF) | Disposition to issuer (D): 15,000 @ $112.90 | EDGAR |
| 2025-03-10 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 9,525 (derivative) @ $98.43 | EDGAR |
| 2025-03-04 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 1,952 @ $0 · Tax withholding (F): 860 @ $104.90 · Option exercise (M): 1,952 (derivative) @ $0 | EDGAR |
| 2025-02-05 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 9,030 @ $0 · Tax withholding (F): 3,978 @ $117.51 · Grant/award (A): 11,288 (derivative) @ $0 · Option exercise (M): 9,030 (derivative) @ $0 | EDGAR |
| 2025-01-10 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 10,180 @ $0 · Tax withholding (F): 3,174 @ $106.08 · Option exercise (M): 10,180 (derivative) @ $0 | EDGAR |
| 2024-12-13 | 4 | STIFEL FINANCIAL CORP (SF) | Gift (G): 2,000 @ $0 | EDGAR |
| 2024-11-14 | 4 | STIFEL FINANCIAL CORP (SF) | Sale (S): 25,000 @ $116.18 | EDGAR |
| 2024-03-15 | 4 | STIFEL FINANCIAL CORP (SF) | Sale (S): 17,000 @ $74.83 · Gift (G): 1,300 @ $0 · Sale (S): 3,795 @ $74.01 | EDGAR |
| 2024-03-12 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 8,533 (derivative) @ $75 | EDGAR |
| 2024-03-05 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 5,504 @ $0 · Option exercise (M): 7,809 @ $0 · Tax withholding (F): 5,878 @ $75 · Grant/award (A): 9,762 (derivative) @ $0 · Option exercise (M): 5,504 (derivative) @ $0 · Option exercise (M): 7,809 (derivative) @ $0 | EDGAR |
| 2024-01-23 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 9,883 @ $0 · Tax withholding (F): 2,997 @ $69.15 · Option exercise (M): 9,883 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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