ROEDEL RICHARD — SEC Form 4 filings
SEC reporting owner CIK 1205976. 14 Form 4 filings on record with FilingPulse; latest filed 2025-01-03.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-03-06 to 2025-01-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CLARIVATE PLC (CLVT) | Director | 5 | — | — | 11 |
| BrightView Holdings, Inc. (BV) | Director | 6 | — | — | 8 |
| LSB INDUSTRIES, INC. (LXU) | Director | 2 | — | — | 2 |
| LUNA INNOVATIONS INC (LUNA) | Interim Exec Chair/President, Director | 1 | — | — | 1 |
Form 4 filings — ROEDEL RICHARD
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-01-03 | 4 | CLARIVATE PLC (CLVT) | Grant/award (A): 5,689 @ $5.08 · Tax withholding (F): 257 @ $5.08 · Tax withholding (F): 1,069 @ $5.08 | EDGAR |
| 2025-01-02 | 4 | BrightView Holdings, Inc. (BV) | Grant/award (A): 1,563 @ $15.99 | EDGAR |
| 2024-12-18 | 4 | LSB INDUSTRIES, INC. (LXU) | Grant/award (A): 15,234 @ $8.79 | EDGAR |
| 2024-10-02 | 4 | CLARIVATE PLC (CLVT) | Grant/award (A): 4,049 @ $7.10 · Tax withholding (F): 183 @ $7.10 | EDGAR |
| 2024-10-01 | 4 | BrightView Holdings, Inc. (BV) | Grant/award (A): 1,588 @ $15.74 | EDGAR |
| 2024-07-10 | 4 | BrightView Holdings, Inc. (BV) | Gift (G): 46,048 @ $0 | EDGAR |
| 2024-07-02 | 4 | CLARIVATE PLC (CLVT) | Grant/award (A): 5,400 @ $5.69 · Tax withholding (F): 243 @ $5.69 | EDGAR |
| 2024-07-01 | 4 | BrightView Holdings, Inc. (BV) | Grant/award (A): 1,879 @ $13.30 | EDGAR |
| 2024-05-29 | 4 | LSB INDUSTRIES, INC. (LXU) | Grant/award (A): 10,825 @ $9.70 | EDGAR |
| 2024-05-08 | 4 | CLARIVATE PLC (CLVT) | Tax withholding (F): 992 @ $7.05 · Grant/award (A): 23,741 @ $0 | EDGAR |
| 2024-04-02 | 4 | BrightView Holdings, Inc. (BV) | Grant/award (A): 2,100 @ $11.90 | EDGAR |
| 2024-04-02 | 4 | CLARIVATE PLC (CLVT) | Grant/award (A): 4,542 @ $7.43 · Tax withholding (F): 205 @ $7.43 | EDGAR |
| 2024-03-26 | 4 | LUNA INNOVATIONS INC (LUNA) | Grant/award (A): 154,639 @ $0 | EDGAR |
| 2024-03-06 | 4 | BrightView Holdings, Inc. (BV) | Option exercise (M): 17,111 · Option exercise (M): 17,111 (derivative) @ $0 · Grant/award (A): 13,812 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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