KLEIN JOSEPH III — SEC Form 4 filings
SEC reporting owner CIK 1206369. 11 Form 4 filings on record with FilingPulse; latest filed 2026-07-06.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-05-07 to 2026-07-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 21 legs across 9 filings — 151,282 shares, $10,212,415 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 34.
- Largest priced transaction: sale of 28,000 shares @ $60.00 ($1,680,000) in IONIS PHARMACEUTICALS INC, filed 2025-09-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| IONIS PHARMACEUTICALS INC (IONS) | Director | 11 | — | 21 legs · 151,282 sh · $10,212,415 | 34 |
Form 4 filings — KLEIN JOSEPH III
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-06 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Option exercise (M): 11,518 @ $39.94 · Sale (S): 99 @ $79.45 · Sale (S): 11,419 @ $79.04 · Option exercise (M): 11,518 (derivative) @ $0 · Grant/award (A): 5,369 (derivative) @ $0 · Grant/award (A): 2,301 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Option exercise (M): 10,111 @ $47.11 · Sale (S): 8,680 @ $73.35 · Sale (S): 1,431 @ $74.45 · Option exercise (M): 10,111 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Option exercise (M): 12,000 @ $38.06 · Option exercise (M): 10,321 @ $41.08 · Sale (S): 20,105 @ $75.50 · Sale (S): 2,216 @ $75.95 · Option exercise (M): 12,000 (derivative) @ $0 · Option exercise (M): 10,321 (derivative) @ $0 | EDGAR |
| 2026-03-05 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Option exercise (M): 12,000 @ $40.05 · Option exercise (M): 4,000 @ $42.88 · Sale (S): 13,526 @ $79.17 · Sale (S): 6,794 @ $80.00 · Sale (S): 1,012 @ $80.82 · Option exercise (M): 12,000 (derivative) @ $0 · +1 more | EDGAR |
| 2025-11-28 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Option exercise (M): 4,000 @ $0 · Sale (S): 4,000 @ $80 · Option exercise (M): 4,000 @ $0 · Sale (S): 4,000 @ $80 · Option exercise (M): 4,000 @ $0 · Sale (S): 4,000 @ $80 · +3 more | EDGAR |
| 2025-09-04 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Option exercise (M): 16,000 @ $0 · Option exercise (M): 12,000 @ $0 · Sale (S): 28,000 @ $60 · Option exercise (M): 12,000 (derivative) @ $0 · Option exercise (M): 16,000 (derivative) @ $0 | EDGAR |
| 2025-09-04 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Option exercise (M): 16,000 @ $0 · Option exercise (M): 12,000 @ $0 · Sale (S): 28,000 @ $60 · Option exercise (M): 12,000 (derivative) @ $0 · Option exercise (M): 16,000 (derivative) @ $0 | EDGAR |
| 2025-07-02 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Grant/award (A): 11,518 (derivative) @ $0 · Grant/award (A): 5,220 (derivative) @ $0 | EDGAR |
| 2024-07-17 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Option exercise (M): 12,000 @ $24.42 · Sale (S): 12,000 @ $50 · Option exercise (M): 12,000 (derivative) @ $0 | EDGAR |
| 2024-07-03 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Grant/award (A): 10,111 (derivative) @ $0 · Grant/award (A): 4,079 (derivative) @ $0 | EDGAR |
| 2024-05-07 | 4 | IONIS PHARMACEUTICALS INC (IONS) | Sale (S): 1,318 @ $42.57 · Sale (S): 682 @ $42.94 · Sale (S): 1,269 @ $42.59 · Sale (S): 731 @ $42.98 · Sale (S): 1,070 @ $42.55 · Sale (S): 930 @ $42.90 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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