THOMPSON JOHN WENDELL — SEC Form 4 filings
SEC reporting owner CIK 1207433. 27 Form 4 filings on record with FilingPulse; latest filed 2026-09-03.
Transaction summary — filings shown
Covers all 27 filings on record, filed 2024-04-26 to 2026-09-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 101 legs across 21 filings — 229,608 shares, $16,595,166 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 85.
- Largest priced transaction: sale of 7,000 shares @ $82.81 ($579,670) in Rubrik, Inc., filed 2026-07-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Rubrik, Inc. (RBRK) | Director | 27 | — | 101 legs · 229,608 sh · $16,595,166 | 85 |
Form 4 filings — THOMPSON JOHN WENDELL
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-03 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 1,600 @ $88.58 · Sale (S): 600 @ $89.18 · Sale (S): 100 @ $90.30 · Sale (S): 200 @ $91.66 · Conversion (C): 11,000 @ $0 · Sale (S): 4,600 @ $88.34 · +7 more | EDGAR |
| 2026-08-04 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 1,500 @ $73.79 · Sale (S): 1,000 @ $74.59 · Conversion (C): 11,000 @ $0 · Sale (S): 5,740 @ $73.73 · Sale (S): 5,260 @ $74.51 · Option exercise (M): 11,000 (derivative) @ $0 · +2 more | EDGAR |
| 2026-07-01 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 700 @ $82 · Sale (S): 1,500 @ $82.91 · Sale (S): 300 @ $83.70 · Conversion (C): 11,000 @ $0 · Sale (S): 3,100 @ $82.02 · Sale (S): 7,000 @ $82.81 · +4 more | EDGAR |
| 2026-06-03 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 100 @ $79.91 · Sale (S): 300 @ $82.45 · Sale (S): 160 @ $83.49 · Sale (S): 1,140 @ $84.64 · Sale (S): 800 @ $85.87 · Conversion (C): 11,000 @ $0 · +10 more | EDGAR |
| 2026-05-04 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 2,000 @ $55.39 · Sale (S): 500 @ $56 · Conversion (C): 11,000 @ $0 · Sale (S): 7,197 @ $55.25 · Sale (S): 3,803 @ $55.92 · Option exercise (M): 11,000 (derivative) @ $0 · +2 more | EDGAR |
| 2026-04-02 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 2,400 @ $48.93 · Sale (S): 100 @ $49.60 · Conversion (C): 11,000 @ $0 · Sale (S): 5,354 @ $48.57 · Sale (S): 5,646 @ $49.22 · Option exercise (M): 11,000 (derivative) @ $0 · +2 more | EDGAR |
| 2026-03-03 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 200 @ $51.87 · Sale (S): 1,000 @ $53.33 · Sale (S): 1,300 @ $53.98 · Conversion (C): 11,000 @ $0 · Sale (S): 500 @ $52.02 · Sale (S): 4,371 @ $53.30 · +4 more | EDGAR |
| 2026-02-03 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 1,100 @ $54.52 · Sale (S): 900 @ $55.64 · Sale (S): 500 @ $56.42 · Conversion (C): 11,000 @ $0 · Sale (S): 4,498 @ $54.42 · Sale (S): 3,902 @ $55.65 · +4 more | EDGAR |
| 2026-01-16 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 27,500 @ $0 · Grant/award (A): 953 @ $0 · Conversion (C): 27,500 (derivative) | EDGAR |
| 2026-01-06 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 2,500 @ $0 · Sale (S): 1,800 @ $73.61 · Sale (S): 600 @ $74.41 · Sale (S): 100 @ $75.19 · Conversion (C): 11,000 @ $0 · Sale (S): 7,100 @ $73.56 · +6 more | EDGAR |
| 2025-12-18 | 4 | Rubrik, Inc. (RBRK) | Option exercise (M): 16,668 (derivative) @ $0 · Option exercise (M): 8,334 (derivative) @ $0 · Option exercise (M): 25,002 (derivative) | EDGAR |
| 2025-12-02 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 4,223 @ $68.40 · Sale (S): 4,586 @ $69.02 · Sale (S): 200 @ $69.83 · Conversion (C): 9,009 (derivative) | EDGAR |
| 2025-11-04 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 1,106 @ $74.43 · Sale (S): 7,403 @ $75.55 · Sale (S): 500 @ $76.21 · Conversion (C): 9,009 (derivative) | EDGAR |
| 2025-10-02 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 3,551 @ $82.27 · Sale (S): 5,358 @ $83.07 · Sale (S): 100 @ $83.77 · Conversion (C): 9,009 (derivative) | EDGAR |
| 2025-09-04 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 809 @ $86.62 · Sale (S): 5,375 @ $87.74 · Sale (S): 2,825 @ $88.35 · Conversion (C): 9,009 (derivative) | EDGAR |
| 2025-08-04 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 300 @ $84.58 · Sale (S): 700 @ $85.89 · Sale (S): 3,799 @ $86.82 · Sale (S): 2,910 @ $87.75 · Sale (S): 1,200 @ $88.87 · +2 more | EDGAR |
| 2025-07-07 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 1,703 @ $84.41 · Sale (S): 4,096 @ $85.47 · Sale (S): 1,700 @ $86.20 · Sale (S): 400 @ $87.56 · Sale (S): 1,110 @ $89.24 · +1 more | EDGAR |
| 2025-06-27 | 4 | Rubrik, Inc. (RBRK) | Grant/award (A): 2,702 @ $0 | EDGAR |
| 2025-06-04 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 700 @ $95.41 · Sale (S): 1,100 @ $96.53 · Sale (S): 1,900 @ $97.47 · Sale (S): 1,200 @ $98.47 · Sale (S): 4,109 @ $99.41 · +1 more | EDGAR |
| 2025-05-02 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 2,091 @ $70.97 · Sale (S): 6,918 @ $71.60 · Conversion (C): 9,009 (derivative) | EDGAR |
| 2025-04-02 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 2,600 @ $59.55 · Sale (S): 5,909 @ $60.39 · Sale (S): 500 @ $61.15 · Conversion (C): 9,009 (derivative) | EDGAR |
| 2025-03-04 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 3,299 @ $61.31 · Sale (S): 2,010 @ $63.13 · Sale (S): 2,700 @ $64.44 · Sale (S): 500 @ $65.29 · Sale (S): 400 @ $66.53 · +2 more | EDGAR |
| 2025-02-05 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 604 @ $69.79 · Sale (S): 4,840 @ $70.81 · Sale (S): 3,565 @ $71.41 · Conversion (C): 9,009 (derivative) | EDGAR |
| 2025-01-16 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 9,009 @ $0 · Sale (S): 5,282 @ $64.46 · Sale (S): 3,627 @ $65.01 · Sale (S): 100 @ $65.80 · Grant/award (A): 998 @ $0 · Conversion (C): 9,009 (derivative) | EDGAR |
| 2024-12-19 | 4 | Rubrik, Inc. (RBRK) | Option exercise (M): 16,666 (derivative) @ $0 · Option exercise (M): 8,333 (derivative) @ $0 · Option exercise (M): 24,999 (derivative) | EDGAR |
| 2024-05-01 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 371,912 (derivative) @ $0 · Conversion (C): 408,580 (derivative) @ $0 · Conversion (C): 72,955 (derivative) @ $0 · Conversion (C): 853,447 (derivative) @ $0 | EDGAR |
| 2024-04-26 | 4 | Rubrik, Inc. (RBRK) | Grant/award (A): 75,000 (derivative) @ $0 · Grant/award (A): 50,000 (derivative) @ $0 · Grant/award (A): 25,000 (derivative) @ $0 · Option exercise (M): 75,000 (derivative) @ $0 · Option exercise (M): 16,666 (derivative) @ $0 · Option exercise (M): 8,333 (derivative) @ $0 · +1 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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