HANDLER RICHARD B — SEC Form 4 filings
SEC reporting owner CIK 1211677. 35 Form 4 filings on record with FilingPulse; latest filed 2026-08-28.
Transaction summary — filings shown
Covers all 35 filings on record, filed 2024-01-12 to 2026-08-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 1,900,000 shares, $94,153,260 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 67.
- Largest priced transaction: sale of 1,500,000 shares @ $43.50 ($65,250,900) in Jefferies Financial Group Inc., filed 2024-04-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Jefferies Financial Group Inc. (JEF) | CEO, Director | 35 | — | 2 legs · 1,900,000 sh · $94,153,260 | 67 |
Form 4 filings — HANDLER RICHARD B
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-28 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 75,531 @ $53.09 | EDGAR |
| 2026-05-29 | 4 | Jefferies Financial Group Inc. (JEF) | Disposition to issuer (D): 487 @ $0 · Tax withholding (F): 10,545 @ $52.94 · Grant/award (A): 97,136 @ $52.72 | EDGAR |
| 2026-05-26 | 4 | Jefferies Financial Group Inc. (JEF) | Tax withholding (F): 1,440,307 @ $52.43 | EDGAR |
| 2026-03-04 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 259,010 @ $0 · Gift (G): 259,010 @ $0 | EDGAR |
| 2026-02-27 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 114,947 @ $44.40 | EDGAR |
| 2026-02-11 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 81,076 @ $0 · Gift (G): 81,076 @ $0 | EDGAR |
| 2026-01-16 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 124,526 @ $0 · Gift (G): 2,105 @ $0 · Gift (G): 122,421 @ $0 | EDGAR |
| 2026-01-09 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 130,471 @ $0 · Gift (G): 130,471 @ $0 | EDGAR |
| 2026-01-02 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 600 @ $0 | EDGAR |
| 2025-12-18 | 4 | Jefferies Financial Group Inc. (JEF) | Tax withholding (F): 219,497 @ $61.16 · Gift (G): 622 @ $0 | EDGAR |
| 2025-12-12 | 4 | Jefferies Financial Group Inc. (JEF) | Disposition to issuer (D): 23,742 @ $0 · Grant/award (A): 121,300 @ $61.83 · Grant/award (A): 121,300 @ $61.83 · Disposition to issuer (D): 128,163 @ $0 · Grant/award (A): 128,163 @ $0 | EDGAR |
| 2025-11-28 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 90,024 @ $57.23 | EDGAR |
| 2025-11-07 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 2,880 @ $0 · Gift (G): 2,880 @ $0 · Gift (G): 231,268 @ $0 · Gift (G): 231,268 @ $0 | EDGAR |
| 2025-08-29 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 78,959 @ $64.85 | EDGAR |
| 2025-05-30 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 102,801 @ $49.41 | EDGAR |
| 2025-03-14 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 66,065 @ $0 · Gift (G): 64,493 @ $0 · Gift (G): 1,572 @ $0 | EDGAR |
| 2025-02-27 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 77,701 @ $64.86 | EDGAR |
| 2025-02-14 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 128,879 @ $0 · Gift (G): 128,879 @ $0 | EDGAR |
| 2025-02-07 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 54,496 @ $0 · Gift (G): 53,368 @ $0 · Gift (G): 1,128 @ $0 | EDGAR |
| 2025-01-10 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 126,999 @ $0 · Gift (G): 126,999 @ $0 | EDGAR |
| 2024-12-17 | 4 | Jefferies Financial Group Inc. (JEF) | Disposition to issuer (D): 36,752 @ $0 · Tax withholding (F): 324,305 @ $81.22 | EDGAR |
| 2024-12-17 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 1,505 @ $0 · Grant/award (A): 113,651 @ $79.19 · Grant/award (A): 113,651 @ $79.19 | EDGAR |
| 2024-11-29 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 57,094 @ $78.93 | EDGAR |
| 2024-11-06 | 4 | Jefferies Financial Group Inc. (JEF) | Sale (S): 400,000 @ $72.26 | EDGAR |
| 2024-08-30 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 74,734 @ $59.95 | EDGAR |
| 2024-07-31 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 100,000 @ $0 | EDGAR |
| 2024-05-31 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 82,404 @ $45.79 | EDGAR |
| 2024-04-24 | 4 | Jefferies Financial Group Inc. (JEF) | Sale (S): 1,500,000 @ $43.50 | EDGAR |
| 2024-03-15 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 69,861 @ $0 · Gift (G): 1,663 @ $0 · Gift (G): 68,198 @ $0 | EDGAR |
| 2024-03-08 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 61,591 @ $0 · Gift (G): 1,688 @ $0 · Gift (G): 59,903 @ $0 | EDGAR |
| 2024-02-29 | 4/A | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 90,790 @ $41.26 | EDGAR |
| 2024-02-28 | 4 | Jefferies Financial Group Inc. (JEF) | Grant/award (A): 90,790 @ $41.26 | EDGAR |
| 2024-02-16 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 127,801 @ $0 · Gift (G): 127,801 @ $0 | EDGAR |
| 2024-02-09 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 105,257 @ $0 · Gift (G): 105,257 @ $0 | EDGAR |
| 2024-01-12 | 4 | Jefferies Financial Group Inc. (JEF) | Gift (G): 305,380 @ $0 · Gift (G): 300,463 @ $0 · Gift (G): 4,917 @ $0 · Gift (G): 496,450 @ $0 · Gift (G): 496,450 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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