HALEY MARK T — SEC Form 4 filings
SEC reporting owner CIK 1212780. 11 Form 4 filings on record with FilingPulse; latest filed 2026-06-03.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-01-30 to 2026-06-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 13 legs across 11 filings — 15,906 shares, $91,089 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 2,000 shares @ $5.80 ($11,610) in LIBERTY ALL STAR EQUITY FUND, filed 2026-06-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LIBERTY ALL STAR GROWTH FUND INC. (ASG) | President | 7 | 8 legs · 9,450 sh · $51,077 | — | — |
| LIBERTY ALL STAR EQUITY FUND (USA) | President | 4 | 5 legs · 6,456 sh · $40,012 | — | — |
Form 4 filings — HALEY MARK T
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-03 | 4 | LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Purchase (P): 450 @ $5.38 · Purchase (P): 1,500 @ $5.33 | EDGAR |
| 2026-06-03 | 4 | LIBERTY ALL STAR EQUITY FUND (USA) | Purchase (P): 356 @ $5.85 · Purchase (P): 2,000 @ $5.80 | EDGAR |
| 2025-12-30 | 4 | LIBERTY ALL STAR EQUITY FUND (USA) | Purchase (P): 1,600 @ $6.30 | EDGAR |
| 2025-12-30 | 4 | LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Purchase (P): 2,000 @ $5.34 | EDGAR |
| 2025-10-01 | 4 | LIBERTY ALL STAR EQUITY FUND (USA) | Purchase (P): 1,000 @ $6.37 | EDGAR |
| 2025-10-01 | 4 | LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Purchase (P): 1,000 @ $5.55 | EDGAR |
| 2025-09-09 | 4 | LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Purchase (P): 1,500 @ $5.65 | EDGAR |
| 2025-09-09 | 4 | LIBERTY ALL STAR EQUITY FUND (USA) | Purchase (P): 1,500 @ $6.58 | EDGAR |
| 2024-03-20 | 4 | LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Purchase (P): 1,000 @ $5.39 | EDGAR |
| 2024-03-07 | 4 | LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Purchase (P): 1,000 @ $5.34 | EDGAR |
| 2024-01-30 | 4 | LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Purchase (P): 1,000 @ $5.20 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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