Dowd James A. — SEC Form 4 filings
SEC reporting owner CIK 1214089. 11 Form 4 filings on record with FilingPulse; latest filed 2026-06-04.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-03-13 to 2026-06-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 2,025 shares, $26,897 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: purchase of 1,400 shares @ $13.69 ($19,159) in Pathfinder Bancorp, Inc., filed 2026-06-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Pathfinder Bancorp, Inc. (PBHC) | President and CEO | 11 | 3 legs · 2,025 sh · $26,897 | — | 9 |
Form 4 filings — Dowd James A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-04 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Purchase (P): 1,400 @ $13.69 | EDGAR |
| 2026-05-06 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Option exercise (M): 2,816 @ $11.35 · Option exercise (M): 2,816 (derivative) @ $0 | EDGAR |
| 2026-04-10 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Holdings only — no transactions reported | EDGAR |
| 2026-03-13 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Option exercise (M): 6,000 @ $11.35 · Option exercise (M): 6,000 (derivative) @ $0 | EDGAR |
| 2025-12-11 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Option exercise (M): 4,000 @ $11.35 · Option exercise (M): 4,000 (derivative) @ $0 | EDGAR |
| 2025-09-15 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Option exercise (M): 3,000 @ $11.35 · Option exercise (M): 3,000 (derivative) @ $0 | EDGAR |
| 2025-04-25 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Holdings only — no transactions reported | EDGAR |
| 2025-02-04 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Grant/award (A): 35,000 @ $0 | EDGAR |
| 2024-03-19 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Holdings only — no transactions reported | EDGAR |
| 2024-03-14 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Purchase (P): 425 @ $12.55 | EDGAR |
| 2024-03-13 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Purchase (P): 200 @ $12.02 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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