FRADKIN STEVEN L — SEC Form 4 filings
SEC reporting owner CIK 1214324. 13 Form 4 filings on record with FilingPulse; latest filed 2025-12-05.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-22 to 2025-12-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 12 legs across 6 filings — 102,519 shares, $10,618,005 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: sale of 27,563 shares @ $100.50 ($2,770,082) in NORTHERN TRUST CORP, filed 2024-10-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NORTHERN TRUST CORP (NTRS) | Vice Chairman | 13 | — | 12 legs · 102,519 sh · $10,618,005 | 16 |
Form 4 filings — FRADKIN STEVEN L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-05 | 4 | NORTHERN TRUST CORP (NTRS) | Tax withholding (F): 336 @ $131.32 | EDGAR |
| 2025-11-07 | 4 | NORTHERN TRUST CORP (NTRS) | Sale (S): 4,688 @ $128 · Sale (S): 4,688 @ $128 | EDGAR |
| 2025-07-30 | 4 | NORTHERN TRUST CORP (NTRS) | Sale (S): 8,775 @ $129.52 · Sale (S): 5,680 @ $132.11 · Sale (S): 3,775 @ $132.50 · Sale (S): 3,450 @ $129.37 | EDGAR |
| 2025-03-04 | 4 | NORTHERN TRUST CORP (NTRS) | Tax withholding (F): 4,318 @ $110.27 | EDGAR |
| 2025-02-20 | 4 | NORTHERN TRUST CORP (NTRS) | Grant/award (A): 24,946 @ $0 · Tax withholding (F): 11,052 @ $112.69 | EDGAR |
| 2025-02-07 | 4 | NORTHERN TRUST CORP (NTRS) | Grant/award (A): 8,278 @ $0 | EDGAR |
| 2024-12-05 | 4 | NORTHERN TRUST CORP (NTRS) | Tax withholding (F): 475 @ $110.31 | EDGAR |
| 2024-12-03 | 4 | NORTHERN TRUST CORP (NTRS) | Sale (S): 4,550 @ $111.01 · Sale (S): 4,550 @ $111 | EDGAR |
| 2024-10-29 | 4 | NORTHERN TRUST CORP (NTRS) | Option exercise (M): 27,874 @ $88.06 · Sale (S): 27,563 @ $100.50 · Sale (S): 311 @ $100.52 · Option exercise (M): 27,874 (derivative) @ $0 | EDGAR |
| 2024-05-03 | 4 | NORTHERN TRUST CORP (NTRS) | Option exercise (M): 4,097 @ $58.25 · Sale (S): 4,097 @ $82.56 · Option exercise (M): 4,097 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | NORTHERN TRUST CORP (NTRS) | Tax withholding (F): 4,042 @ $81.90 | EDGAR |
| 2024-02-23 | 4 | NORTHERN TRUST CORP (NTRS) | Grant/award (A): 11,731 @ $0 · Option exercise (M): 30,392 @ $58.25 · Sale (S): 30,392 @ $80.11 · Option exercise (M): 30,392 (derivative) @ $0 | EDGAR |
| 2024-02-22 | 4 | NORTHERN TRUST CORP (NTRS) | Grant/award (A): 22,890 @ $0 · Tax withholding (F): 10,141 @ $79.51 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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