CONN JAMES P — SEC Form 4 filings
SEC reporting owner CIK 1216778. 4 Form 4 filings on record with FilingPulse; latest filed 2026-01-28.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-07-25 to 2026-01-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 1,000 shares, $28,733 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: purchase of 1,000 shares @ $28.73 ($28,733) in GABELLI DIVIDEND & INCOME TRUST, filed 2026-01-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GABELLI DIVIDEND & INCOME TRUST (GDV) | Director | 1 | 1 leg · 1,000 sh · $28,733 | — | — |
| GABELLI UTILITY TRUST (GUT) | Director | 2 | — | — | 2 |
| GABELLI MULTIMEDIA TRUST INC. (GGT) | Director | 1 | — | — | 1 |
Form 4 filings — CONN JAMES P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-28 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV) | Purchase (P): 1,000 @ $28.73 | EDGAR |
| 2024-10-25 | 4 | GABELLI UTILITY TRUST (GUT) | Other (J): 200 @ $5 | EDGAR |
| 2024-10-23 | 4 | GABELLI UTILITY TRUST (GUT.RT) | Sale (S): 310 (derivative) @ $0.02 | EDGAR |
| 2024-07-25 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Other (J): 838 @ $5 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1216778 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →