ROSENFELD ERIC — SEC Form 4 filings
SEC reporting owner CIK 1219603. 9 Form 4 filings on record with FilingPulse; latest filed 2026-08-04.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-02-20 to 2026-08-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 2,637,566 shares, $10,098 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 2,690,000 shares, $846,955 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 100,000 shares @ $8.37 ($837,000) in Pangaea Logistics Solutions Ltd., filed 2026-05-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Pangaea Logistics Solutions Ltd. (PANL) | Director | 4 | — | 1 leg · 100,000 sh · $837,000 | 3 |
| Legato Merger Corp. III (LEGT) | Chief SPAC Officer | 2 | 1 leg · 1,150,000 sh · $5,635 | 1 leg · 1,150,000 sh · $5,635 | — |
| Legato Merger Corp. IV (LEGO) | Chief SPAC Officer | 3 | 2 legs · 1,487,566 sh · $4,463 | 1 leg · 1,440,000 sh · $4,320 | — |
Form 4 filings — ROSENFELD ERIC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-04 | 4 | Legato Merger Corp. IV (LEGO) | Purchase (P): 47,566 @ $0.00 | EDGAR |
| 2026-05-27 | 4 | Pangaea Logistics Solutions Ltd. (PANL) | Sale (S): 100,000 @ $8.37 | EDGAR |
| 2026-03-06 | 4 | Legato Merger Corp. IV (LEGO) | Purchase (P): 1,440,000 @ $0.00 | EDGAR |
| 2026-03-04 | 4 | Legato Merger Corp. IV (LEGO) | Sale (S): 1,440,000 @ $0.00 | EDGAR |
| 2026-02-26 | 4 | Pangaea Logistics Solutions Ltd. (PANL) | Grant/award (A): 14,151 @ $8.48 | EDGAR |
| 2025-02-19 | 4 | Pangaea Logistics Solutions Ltd. (PANL) | Grant/award (A): 23,077 @ $5.20 | EDGAR |
| 2024-03-01 | 4 | Legato Merger Corp. III (LEGT) | Purchase (P): 1,150,000 @ $0.00 | EDGAR |
| 2024-02-27 | 4 | Legato Merger Corp. III (LEGT) | Sale (S): 1,150,000 @ $0.00 | EDGAR |
| 2024-02-20 | 4 | Pangaea Logistics Solutions Ltd. (PANL) | Grant/award (A): 14,101 @ $8.51 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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