TABUTEAU HERRIOT — SEC Form 4 filings
SEC reporting owner CIK 1219927. 13 Form 4 filings on record with FilingPulse; latest filed 2026-08-07.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-29 to 2026-08-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 20 legs across 9 filings — 673,000 shares, $110,582,644 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 47.
- Largest priced transaction: sale of 78,703 shares @ $171.28 ($13,480,250) in Axsome Therapeutics, Inc., filed 2026-01-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Axsome Therapeutics, Inc. (AXSM) | Chief Executive Officer, Director, 10% owner | 13 | — | 20 legs · 673,000 sh · $110,582,644 | 47 |
Form 4 filings — TABUTEAU HERRIOT
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-07 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 45,004 @ $4.95 · Sale (S): 45,004 @ $212.01 · Option exercise (M): 4,660 @ $4.95 · Sale (S): 4,660 @ $213.95 · Option exercise (M): 45,004 (derivative) @ $0 · Option exercise (M): 4,660 (derivative) @ $0 | EDGAR |
| 2026-07-01 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 49,666 @ $4.95 · Sale (S): 49,666 @ $240.25 · Option exercise (M): 49,666 (derivative) @ $0 | EDGAR |
| 2026-06-09 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 49,670 @ $4.95 · Sale (S): 49,670 @ $241.01 · Option exercise (M): 49,670 (derivative) @ $0 | EDGAR |
| 2026-04-23 | 4 | Axsome Therapeutics, Inc. (AXSM) | Grant/award (A): 24,081 (derivative) @ $0 | EDGAR |
| 2026-02-27 | 4 | Axsome Therapeutics, Inc. (AXSM) | Grant/award (A): 54,623 (derivative) @ $0 | EDGAR |
| 2026-02-02 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 32,410 @ $8.02 · Sale (S): 32,410 @ $185.60 · Option exercise (M): 32,410 (derivative) @ $0 | EDGAR |
| 2026-01-07 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 78,703 @ $8.02 · Sale (S): 78,703 @ $171.28 · Option exercise (M): 29,450 @ $8.02 · Sale (S): 29,450 @ $172.33 · Option exercise (M): 31,261 @ $8.02 · Sale (S): 31,261 @ $170.38 · +3 more | EDGAR |
| 2025-12-04 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 49,252 @ $8.02 · Sale (S): 49,252 @ $144.59 · Option exercise (M): 20,163 @ $8.02 · Sale (S): 20,163 @ $146.94 · Option exercise (M): 10,558 @ $8.02 · Sale (S): 10,558 @ $148.18 · +3 more | EDGAR |
| 2025-11-05 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 91,705 @ $8.02 · Sale (S): 91,705 @ $132.34 · Option exercise (M): 50,459 @ $8.02 · Sale (S): 50,459 @ $133.79 · Option exercise (M): 21,775 @ $8.02 · Sale (S): 21,775 @ $134.49 · +3 more | EDGAR |
| 2025-10-08 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 19,220 @ $8.02 · Sale (S): 19,220 @ $120.17 · Option exercise (M): 13,390 @ $8.02 · Sale (S): 13,390 @ $118.77 · Option exercise (M): 12,774 @ $8.02 · Sale (S): 12,774 @ $118.84 · +3 more | EDGAR |
| 2025-09-16 | 4 | Axsome Therapeutics, Inc. (AXSM) | Option exercise (M): 27,907 @ $8.02 · Sale (S): 27,907 @ $118.96 · Option exercise (M): 15,254 @ $8.02 · Sale (S): 15,254 @ $117.37 · Option exercise (M): 19,719 @ $8.02 · Sale (S): 19,719 @ $114.19 · +3 more | EDGAR |
| 2025-02-25 | 4 | Axsome Therapeutics, Inc. (AXSM) | Grant/award (A): 28,887 (derivative) @ $0 · Grant/award (A): 28,609 (derivative) @ $0 · Grant/award (A): 28,609 (derivative) @ $0 | EDGAR |
| 2024-02-29 | 4 | Axsome Therapeutics, Inc. (AXSM) | Grant/award (A): 87,192 (derivative) @ $0 · Grant/award (A): 47,886 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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