VAUGHAN RICHARD C — SEC Form 4 filings
SEC reporting owner CIK 1228948. 5 Form 4 filings on record with FilingPulse; latest filed 2026-05-13.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-05-16 to 2026-05-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 37,907 shares, $236,227 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 25,086 shares @ $6.07 ($152,272) in MBIA INC, filed 2025-08-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MBIA INC (MBI) | Director | 5 | — | 3 legs · 37,907 sh · $236,227 | 3 |
Form 4 filings — VAUGHAN RICHARD C
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-13 | 4 | MBIA INC (MBI) | Grant/award (A): 16,181 @ $6.18 | EDGAR |
| 2025-08-12 | 4 | MBIA INC (MBI) | Sale (S): 25,086 @ $6.07 | EDGAR |
| 2025-05-14 | 4 | MBIA INC (MBI) | Grant/award (A): 23,095 @ $4.33 | EDGAR |
| 2024-11-21 | 4 | MBIA INC (MBI) | Sale (S): 9,000 @ $6.59 · Sale (S): 3,821 @ $6.45 | EDGAR |
| 2024-05-16 | 4 | MBIA INC (MBI) | Grant/award (A): 16,502 @ $6.06 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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