HUMPHREYS STEVEN — SEC Form 4 filings
SEC reporting owner CIK 1229295. 12 Form 4 filings on record with FilingPulse; latest filed 2024-09-10.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-02-01 to 2024-09-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 30,000 shares, $127,590 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: purchase of 11,000 shares @ $4.30 ($47,300) in Identiv, Inc., filed 2024-05-22.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Identiv, Inc. (INVE) | — | 12 | 3 legs · 30,000 sh · $127,590 | — | 18 |
Form 4 filings — HUMPHREYS STEVEN
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-09-10 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 365,000 @ $0 · Tax withholding (F): 184,343 @ $3.21 | EDGAR |
| 2024-08-30 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 11,876 @ $0 · Tax withholding (F): 5,190 @ $0 | EDGAR |
| 2024-08-01 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 10,066 @ $0 · Tax withholding (F): 4,224 @ $0 | EDGAR |
| 2024-06-28 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 9,560 @ $0 · Tax withholding (F): 4,047 @ $0 | EDGAR |
| 2024-06-03 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 9,147 @ $0 · Tax withholding (F): 3,814 @ $0 | EDGAR |
| 2024-05-22 | 4 | Identiv, Inc. (INVE) | Purchase (P): 11,000 @ $4.30 | EDGAR |
| 2024-05-21 | 4 | Identiv, Inc. (INVE) | Purchase (P): 9,000 @ $4.31 | EDGAR |
| 2024-05-20 | 4 | Identiv, Inc. (INVE) | Purchase (P): 10,000 @ $4.15 | EDGAR |
| 2024-05-01 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 7,896 @ $0 · Tax withholding (F): 3,608 @ $0 | EDGAR |
| 2024-04-01 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 5,244 @ $0 · Tax withholding (F): 2,503 @ $0 | EDGAR |
| 2024-03-01 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 4,614 @ $0 · Tax withholding (F): 2,184 @ $0 | EDGAR |
| 2024-02-01 | 4 | Identiv, Inc. (INVE) | Grant/award (A): 5,061 @ $0 · Tax withholding (F): 2,395 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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