BATES THOMAS R JR — SEC Form 4 filings
SEC reporting owner CIK 1230117. 19 Form 4 filings on record with FilingPulse; latest filed 2026-09-15.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-01-11 to 2026-09-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 12,000 shares, $59,899 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: sale of 12,000 shares @ $4.99 ($59,899) in TETRA TECHNOLOGIES INC, filed 2024-01-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TETRA TECHNOLOGIES INC (TTI) | Director | 7 | — | 1 leg · 12,000 sh · $59,899 | 9 |
| SSR MINING INC. (SSRM) | Director | 12 | — | — | 12 |
Form 4 filings — BATES THOMAS R JR
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 134 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 952 (derivative) @ $0 | EDGAR |
| 2026-06-15 | 4 | TETRA TECHNOLOGIES INC (TTI) | Option exercise (M): 37,723 @ $0 · Option exercise (M): 37,723 (derivative) @ $0 | EDGAR |
| 2026-05-26 | 4 | TETRA TECHNOLOGIES INC (TTI) | Grant/award (A): 13,987 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 1,028 (derivative) @ $0 | EDGAR |
| 2026-01-05 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 1,238 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 1,149 (derivative) @ $0 | EDGAR |
| 2025-07-07 | 4/A | SSR MINING INC. (SSRM) | Grant/award (A): 2,217 (derivative) @ $0 | EDGAR |
| 2025-07-02 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 926 (derivative) @ $0 | EDGAR |
| 2025-06-16 | 4 | TETRA TECHNOLOGIES INC (TTI) | Grant/award (A): 37,723 (derivative) @ $0 | EDGAR |
| 2025-05-22 | 4 | TETRA TECHNOLOGIES INC (TTI) | Option exercise (M): 26,551 @ $0 · Option exercise (M): 26,551 (derivative) @ $0 | EDGAR |
| 2025-04-03 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 2,531 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 3,936 (derivative) @ $0 | EDGAR |
| 2024-10-03 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 4,635 (derivative) @ $0 | EDGAR |
| 2024-07-02 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 6,046 (derivative) @ $0 | EDGAR |
| 2024-05-29 | 4 | TETRA TECHNOLOGIES INC (TTI) | Option exercise (M): 39,091 @ $0 · Option exercise (M): 39,091 (derivative) @ $0 | EDGAR |
| 2024-05-22 | 4 | TETRA TECHNOLOGIES INC (TTI) | Grant/award (A): 26,551 (derivative) @ $0 | EDGAR |
| 2024-04-02 | 4 | SSR MINING INC. (SSRM) | Grant/award (A): 6,568 (derivative) @ $0 | EDGAR |
| 2024-01-11 | 4 | TETRA TECHNOLOGIES INC (TTI) | Sale (S): 12,000 @ $4.99 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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