HERSCHER PENNY — SEC Form 4 filings
SEC reporting owner CIK 1232019. 10 Form 4 filings on record with FilingPulse; latest filed 2026-07-16.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-13 to 2026-07-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 18 legs across 5 filings — 17,111 shares, $5,306,280 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 4,849 shares @ $535.48 ($2,596,542) in Lumentum Holdings Inc., filed 2026-02-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Lumentum Holdings Inc. (LITE) | Director | 6 | — | 14 legs · 11,016 sh · $5,161,881 | 3 |
| Penguin Solutions, Inc. (PENG) | Director | 4 | — | 4 legs · 6,095 sh · $144,399 | 3 |
Form 4 filings — HERSCHER PENNY
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-16 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 108 @ $0 | EDGAR |
| 2026-02-13 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 812 @ $594.42 · Sale (S): 419 @ $595.19 · Sale (S): 1,037 @ $596.28 · Sale (S): 427 @ $597.90 · Sale (S): 363 @ $599.01 · Sale (S): 434 @ $600.04 · +2 more | EDGAR |
| 2026-02-10 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 4,849 @ $535.48 | EDGAR |
| 2026-02-10 | 4 | Penguin Solutions, Inc. (PENG) | Grant/award (A): 10,034 @ $0 | EDGAR |
| 2025-11-21 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 1,283 @ $0 | EDGAR |
| 2025-07-17 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 2,046 @ $25.42 · Sale (S): 682 @ $25.00 | EDGAR |
| 2025-02-11 | 4 | Penguin Solutions, Inc. (PENG) | Grant/award (A): 8,397 @ $0 | EDGAR |
| 2024-11-22 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 3,313 @ $0 | EDGAR |
| 2024-11-20 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 741 @ $80.69 · Sale (S): 884 @ $81.43 · Sale (S): 126 @ $80.26 · Sale (S): 54 @ $81.43 · Sale (S): 362 @ $82.52 | EDGAR |
| 2024-02-13 | 4 | SMART Global Holdings, Inc. (SGH) | Grant/award (A): 6,821 @ $0 · Sale (S): 2,525 @ $22.62 · Sale (S): 842 @ $21.62 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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