FINUI DAVID A — SEC Form 4 filings
SEC reporting owner CIK 1236014. 11 Form 4 filings on record with FilingPulse; latest filed 2026-09-08.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-05-24 to 2026-09-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 10,000 shares, $48,889 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 6,502 shares @ $4.77 ($31,015) in AMERISERV FINANCIAL INC /PA/, filed 2026-09-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AMERISERV FINANCIAL INC /PA/ (ASRV) | EVP - ASRV Wealth & Cap. Mgmt. | 11 | — | 2 legs · 10,000 sh · $48,889 | 14 |
Form 4 filings — FINUI DAVID A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-08 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Option exercise (M): 3,498 @ $3.32 · Sale (S): 3,498 @ $5.11 · Option exercise (M): 6,502 @ $3.32 · Sale (S): 6,502 @ $4.77 · Option exercise (M): 3,498 (derivative) @ $3.32 · Option exercise (M): 6,502 (derivative) @ $3.32 | EDGAR |
| 2026-08-24 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 7 @ $5.10 | EDGAR |
| 2026-06-01 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 9 @ $3.92 | EDGAR |
| 2026-02-25 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 9 @ $3.84 | EDGAR |
| 2025-11-24 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 10 @ $3.28 | EDGAR |
| 2025-08-27 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 11 @ $3.01 | EDGAR |
| 2025-05-29 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 13 @ $2.63 | EDGAR |
| 2025-03-03 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 12 @ $2.65 | EDGAR |
| 2024-11-27 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 11 @ $2.99 | EDGAR |
| 2024-08-27 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 13 @ $2.44 | EDGAR |
| 2024-05-24 | 4 | AMERISERV FINANCIAL INC /PA/ (ASRV) | Grant/award (A): 11 @ $2.88 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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