PHILLIPS JR CHARLES E — SEC Form 4 filings
SEC reporting owner CIK 1236185. 27 Form 4 filings on record with FilingPulse; latest filed 2026-07-02.
Transaction summary — filings shown
Covers all 27 filings on record, filed 2024-01-05 to 2026-07-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 44.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Paramount Global (PARAA) | Director | 7 | — | — | 17 |
| Compass, Inc. (COMP) | Director | 7 | — | — | 14 |
| AMERICAN EXPRESS CO (AXP) | Director | 13 | — | — | 13 |
Form 4 filings — PHILLIPS JR CHARLES E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-02 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 56.13 (derivative) @ $334.04 | EDGAR |
| 2026-05-15 | 4 | Compass, Inc. (COMP) | Option exercise (M): 35,288 @ $0 · Option exercise (M): 35,288 (derivative) @ $0 · Grant/award (A): 27,702 (derivative) @ $0 | EDGAR |
| 2026-05-07 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 742.12 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 62.68 (derivative) @ $299.13 | EDGAR |
| 2026-01-05 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 99.03 (derivative) @ $378.66 | EDGAR |
| 2025-10-02 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 111.82 (derivative) @ $335.36 | EDGAR |
| 2025-07-02 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 124.11 (derivative) @ $302.15 | EDGAR |
| 2025-06-06 | 4 | Compass, Inc. (COMP) | Option exercise (M): 57,310 @ $0 · Option exercise (M): 57,310 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | Compass, Inc. (COMP) | Grant/award (A): 35,288 (derivative) @ $0 | EDGAR |
| 2025-05-01 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 948.47 (derivative) @ $0 | EDGAR |
| 2025-04-02 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 137.00 (derivative) @ $267.80 | EDGAR |
| 2025-01-03 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 121.03 (derivative) @ $299.52 | EDGAR |
| 2024-10-03 | 4 | Paramount Global (PARAA) | Grant/award (A): 257 @ $0 · Grant/award (A): 12 (derivative) @ $21.90 · Grant/award (A): 26 (derivative) @ $10.60 | EDGAR |
| 2024-10-02 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 137.65 (derivative) @ $263.35 | EDGAR |
| 2024-07-05 | 4 | Compass, Inc. (COMP) | Option exercise (M): 66,854 @ $0 · Option exercise (M): 58,746 (derivative) @ $0 · Option exercise (M): 8,108 (derivative) @ $0 | EDGAR |
| 2024-07-03 | 4 | Paramount Global (PARAA) | Grant/award (A): 267 @ $0 · Grant/award (A): 16 (derivative) @ $17.92 · Grant/award (A): 28 (derivative) @ $10.14 | EDGAR |
| 2024-07-02 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 158.46 (derivative) @ $228.77 | EDGAR |
| 2024-06-07 | 4 | Compass, Inc. (COMP) | Grant/award (A): 57,310 (derivative) @ $0 | EDGAR |
| 2024-06-06 | 4 | Paramount Global (PARAA) | Grant/award (A): 16,195 (derivative) @ $0 | EDGAR |
| 2024-05-10 | 4 | Paramount Global (PARAA) | Option exercise (M): 9,260 @ $0 · Grant/award (A): 145 @ $0 · Option exercise (M): 9,260 (derivative) @ $0 | EDGAR |
| 2024-05-08 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 955.28 (derivative) @ $0 | EDGAR |
| 2024-04-04 | 4 | Compass, Inc. (COMP) | Option exercise (M): 8,108 @ $0 · Option exercise (M): 8,108 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | Paramount Global (PARAA) | Grant/award (A): 458 @ $0 · Grant/award (A): 13 (derivative) @ $21.22 · Grant/award (A): 24 (derivative) @ $11.75 | EDGAR |
| 2024-04-02 | 4 | AMERICAN EXPRESS CO (AXP) | Grant/award (A): 149.89 (derivative) @ $223.97 | EDGAR |
| 2024-03-05 | 4 | Paramount Global (PARAA) | Option exercise (M): 2,169 @ $0 · Grant/award (A): 78 @ $0 · Option exercise (M): 2,169 (derivative) @ $0 | EDGAR |
| 2024-02-20 | 4 | Paramount Global (PARAA) | Grant/award (A): 503 @ $0 | EDGAR |
| 2024-01-05 | 4 | Compass, Inc. (COMP) | Option exercise (M): 8,108 @ $0 · Option exercise (M): 8,108 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-04 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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