FAIRBANK RICHARD D — SEC Form 4 filings
SEC reporting owner CIK 1238032. 13 Form 4 filings on record with FilingPulse; latest filed 2026-03-11.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-05 to 2026-03-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 17 legs across 2 filings — 206,973 shares, $46,192,770 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 81.
- Largest priced transaction: sale of 34,437 shares @ $221.04 ($7,611,954) in CAPITAL ONE FINANCIAL CORP, filed 2025-11-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CAPITAL ONE FINANCIAL CORP (COF) | Chairman and CEO, Director | 13 | — | 17 legs · 206,973 sh · $46,192,770 | 81 |
Form 4 filings — FAIRBANK RICHARD D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-11 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 55,638 @ $0 · Tax withholding (F): 25,093 @ $185.73 · Grant/award (A): 66,901 @ $0 · Tax withholding (F): 30,173 @ $185.73 | EDGAR |
| 2026-02-18 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 24,021 @ $0 · Option exercise (M): 21,008 @ $0 · Disposition to issuer (D): 24,021 @ $218.50 · Disposition to issuer (D): 21,008 @ $218.50 · Option exercise (M): 24,021 (derivative) @ $0 · Option exercise (M): 21,008 (derivative) @ $0 | EDGAR |
| 2026-02-05 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 439 @ $223.34 · Option exercise (M): 202 @ $223.34 · Option exercise (M): 271 @ $223.34 · Option exercise (M): 136 @ $223.34 · Tax withholding (F): 439 @ $223.34 · Tax withholding (F): 202 @ $223.34 · +8 more | EDGAR |
| 2025-11-06 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 53,487 @ $63.73 · Sale (S): 2,100 @ $218.07 · Sale (S): 6,102 @ $219.07 · Sale (S): 5,679 @ $220.23 · Sale (S): 34,437 @ $221.04 · Sale (S): 5,169 @ $221.75 · +5 more | EDGAR |
| 2025-10-29 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 53,486 @ $63.73 · Sale (S): 12,768 @ $224.53 · Sale (S): 17,167 @ $225.39 · Sale (S): 21,429 @ $226.43 · Sale (S): 2,122 @ $227.42 · Sale (S): 12,674 @ $224.56 · +4 more | EDGAR |
| 2025-06-05 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 76,675 @ $0 · Grant/award (A): 76,676 (derivative) @ $0 | EDGAR |
| 2025-03-12 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 67,338 @ $0 · Tax withholding (F): 30,370 @ $163.87 · Grant/award (A): 48,100 @ $0 · Tax withholding (F): 21,694 @ $163.87 | EDGAR |
| 2025-02-19 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 19,791 @ $0 · Option exercise (M): 16,404 @ $0 · Disposition to issuer (D): 19,791 @ $201.77 · Disposition to issuer (D): 16,404 @ $201.77 · Option exercise (M): 19,791 (derivative) @ $0 · Option exercise (M): 16,404 (derivative) @ $0 | EDGAR |
| 2025-02-06 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 267 @ $200.12 · Option exercise (M): 297 @ $200.12 · Option exercise (M): 379 @ $200.12 · Option exercise (M): 202 @ $200.12 · Tax withholding (F): 267 @ $200.12 · Tax withholding (F): 297 @ $200.12 · +8 more | EDGAR |
| 2024-08-06 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 115,812 @ $74.96 · Tax withholding (F): 87,245 @ $136.12 · Option exercise (M): 115,812 (derivative) @ $0 | EDGAR |
| 2024-03-13 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 111,033 @ $0 · Tax withholding (F): 50,076 @ $138.46 · Grant/award (A): 42,273 @ $0 · Tax withholding (F): 19,066 @ $138.46 | EDGAR |
| 2024-02-20 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 17,270 @ $0 · Option exercise (M): 15,196 @ $0 · Disposition to issuer (D): 17,270 @ $135.66 · Disposition to issuer (D): 15,196 @ $135.66 · Option exercise (M): 17,270 (derivative) @ $0 · Option exercise (M): 15,196 (derivative) @ $0 | EDGAR |
| 2024-02-05 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Option exercise (M): 220 @ $134.56 · Option exercise (M): 272 @ $134.56 · Option exercise (M): 267 @ $134.56 · Option exercise (M): 234 @ $134.56 · Tax withholding (F): 220 @ $134.56 · Tax withholding (F): 272 @ $134.56 · +8 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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