COLMAN CAROL L — SEC Form 4 filings
SEC reporting owner CIK 1240474. 3 Form 4 filings on record with FilingPulse; latest filed 2026-04-14.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2026-04-14 to 2026-04-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 8,900 shares, $50,388 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 3,000 shares @ $6.14 ($18,420) in WESTERN ASSET GLOBAL HIGH INCOME FUND INC., filed 2026-04-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC. (EHI) | Director | 1 | — | 1 leg · 3,000 sh · $18,420 | — |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO) | Director | 1 | — | 1 leg · 4,500 sh · $16,470 | — |
| Western Asset Mortgage Opportunity Fund Inc. (DMO) | Director | 1 | — | 1 leg · 1,400 sh · $15,498 | — |
Form 4 filings — COLMAN CAROL L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-14 | 4 | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. (EHI) | Sale (S): 3,000 @ $6.14 | EDGAR |
| 2026-04-14 | 4 | Western Asset Mortgage Opportunity Fund Inc. (DMO) | Sale (S): 1,400 @ $11.07 | EDGAR |
| 2026-04-14 | 4 | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO) | Sale (S): 4,500 @ $3.66 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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